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Portfolio (Quarterly) Guide ↗

NORTHERN TRUST CORP

· CIK 0000073124
13F Portfolio $756.6B AUM 19,864 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 2568 Added 1041 Reduced 184 Exited
Page 129 of 129  ·  2,568 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2561 LX LEXINFINTECH HLDGS LTD Financial Services 16,962.0 $37K +4K +27.7% $2.18 -7.3%
2562 GWH ESS TECH INC Industrials 31,339.0 $37K +21K +196.0% $1.17 -22.2%
2563 INAB IN8BIO INC Healthcare 20,440.0 $30K +3K +17.5% $1.48 +0.7%
2564 ARAI ARRIVE AI INC Technology 37,040.0 $30K +11K +39.7% $0.80 -15.8%
2565 PMI PICARD MEDICAL INC Healthcare 17,927.0 $19K +953.0 +5.6% $1.04 -83.9%
2566 ZSPACE INC 114,068.0 $13K +69K +155.1% $0.11
2567 AGAE ALLIED GAMING & ENTRTNMNT IN Communication Services 31,220.0 $9K +12K +58.3% $0.27 +47.3%
2568 CAN CANAAN INC Technology 11,663.0 $5K +183.0 +1.6% $0.43 +15.9%
Page 129 of 129  ·  2,568 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 13.2%
Healthcare 9.9%
Communication Services 9.6%
Consumer Cyclical 9.5%
Industrials 9.4%
Consumer Defensive 5.0%
Energy 4.2%
Real Estate 2.9%
Utilities 2.7%