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Portfolio (Quarterly) Guide ↗

NORTHERN TRUST CORP

· CIK 0000073124
13F Portfolio $756.6B AUM 19,864 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 2568 Added 1041 Reduced 184 Exited
Page 42 of 53  ·  1,041 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 TIMB TIM S A Communication Services 26,450.0 $701K -3K -9.7% $26.49 -17.3%
822 SID COMPANHIA SIDERURGICA NACION Basic Materials 558,946.0 $693K -12K -2.2% $1.24 +1.6%
823 FCEL FUELCELL ENERGY INC Industrials 105,164.0 $687K -6K -5.5% $6.53 +227.1%
824 USIG ISHARES TR 13,371.0 $685K -1K -9.9% $51.23 -1.0%
825 TSLX SIXTH STREET SPECIALTY LENDI Financial Services 37,059.0 $681K -38K -50.6% $18.38 -3.5%
826 XMAX INC 93,357.0 $676K -2K -1.8% $7.24
827 NREF NEXPOINT REAL ESTATE FIN INC Real Estate 49,795.0 $671K -3K -5.1% $13.47 +11.8%
828 GSBD GOLDMAN SACHS BDC INC Financial Services 74,744.0 $664K -52K -41.3% $8.88 +0.6%
829 ACHIEVE LIFE SCIENCE INC 224,742.0 $661K -5K -2.2% $2.94
830 IWL ISHARES TR 4,019.0 $645K -168.0 -4.0% $160.48 +14.5%
831 FORTRESS BIOTECH INC 230,053.0 $642K -9K -4.0% $2.79
832 BBCA J P MORGAN EXCHANGE TRADED F 6,818.0 $641K -17K -71.1% $94.06 +5.2%
833 SPIB SPDR SERIES TRUST 18,990.0 $637K -404.0 -2.1% $33.54 -0.8%
834 ALDX ALDEYRA THERAPEUTICS INC Healthcare 374,812.0 $633K -5K -1.2% $1.69 -5.3%
835 NOAH NOAH HLDGS LTD Financial Services 63,670.0 $630K -21K -24.6% $9.90 +5.1%
836 MPX MARINE PRODS CORP Consumer Cyclical 85,836.0 $624K -5K -5.4% $7.27 +12.5%
837 PTRN PATTERN GROUP INC Technology 49,530.0 $616K -1K -2.4% $12.43 +32.8%
838 SES SES AI CORPORATION Consumer Cyclical 638,447.0 $614K -104K -14.1% $0.96 +17.5%
839 FORTE BIOSCIENCES INC 23,712.0 $614K -2K -6.8% $25.90
840 JEPQ J P MORGAN EXCHANGE TRADED F 10,960.0 $608K -3K -22.4% $55.52 +7.5%
Page 42 of 53  ·  1,041 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 13.2%
Healthcare 9.9%
Communication Services 9.6%
Consumer Cyclical 9.5%
Industrials 9.4%
Consumer Defensive 5.0%
Energy 4.2%
Real Estate 2.9%
Utilities 2.7%