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Portfolio (Quarterly) Guide ↗

NORTHERN TRUST CORP

· CIK 0000073124
13F Portfolio $756.6B AUM 19,864 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 2568 Added 1041 Reduced 184 Exited
Page 51 of 53  ·  1,041 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1001 SCM STELLUS CAP INVT CORP Financial Services 10,173.0 $94K -12K -53.6% $9.21 +0.2%
1002 OS THERAPIES INCORPORATED 66,054.0 $93K -5K -7.4% $1.41
1003 VGAS VERDE CLEAN FUELS INC Utilities 51,735.0 $87K -11K -17.0% $1.69 +6.5%
1004 PHUN PHUNWARE INC Technology 47,392.0 $84K -16K -24.8% $1.77 +16.9%
1005 KSCP KNIGHTSCOPE INC Industrials 19,947.0 $83K -7K -25.1% $4.17 -29.3%
1006 FOLD HLDGS INC 62,748.0 $83K -348.0 -0.6% $1.32
1007 PNNT PENNANTPARK INVT CORP Financial Services 18,197.0 $82K -28K -60.7% $4.49 -5.8%
1008 BOF BRANCHOUT FOOD INC Consumer Defensive 22,605.0 $75K -15K -40.4% $3.30 +3.9%
1009 PXLW PIXELWORKS INC Technology 13,015.0 $70K -5K -26.9% $5.40 +26.5%
1010 ACRV ACRIVON THERAPEUTICS INC Healthcare 48,902.0 $68K -15K -23.2% $1.39 +27.3%
1011 KLXE KLX ENERGY SERVICES HOLDINGS Energy 26,142.0 $68K -11K -29.7% $2.60 +50.8%
1012 SKILLZ INC 25,688.0 $67K -375.0 -1.4% $2.59
1013 PDSB PDS BIOTECHNOLOGY CORP Healthcare 108,893.0 $66K -35K -24.3% $0.60 +121.5%
1014 EXODUS MOVEMENT INC 10,084.0 $66K -2K -19.6% $6.50
1015 LITHIUM AMERS CORP NEW 15,939.0 $63K -1K -7.0% $3.95
1016 GREAT ELM CAP CORP 11,765.0 $59K -145.0 -1.2% $5.01
1017 TPVG TRIPLEPOINT VENTURE GROWTH B Financial Services 11,170.0 $56K -18K -61.1% $4.99 +17.0%
1018 ECARX HOLDINGS INC 56,377.0 $55K -696.0 -1.2% $0.98
1019 FARM FARMER BROS CO Consumer Defensive 41,892.0 $53K -9K -18.1% $1.27 +0.8%
1020 GROW U S GLOBAL INVS INC Financial Services 21,327.0 $53K -621.0 -2.8% $2.48 +5.6%
Page 51 of 53  ·  1,041 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 13.2%
Healthcare 9.9%
Communication Services 9.6%
Consumer Cyclical 9.5%
Industrials 9.4%
Consumer Defensive 5.0%
Energy 4.2%
Real Estate 2.9%
Utilities 2.7%