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Portfolio (Quarterly) Guide ↗

NORTHERN TRUST CORP

· CIK 0000073124
13F Portfolio $756.6B AUM 19,864 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 2568 Added 1041 Reduced 184 Exited
Page 217 of 220  ·  4,396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4321 PMCB PHARMACYTE BIOTECH INC Healthcare 35,601.0 $24K $0.67 +20.9%
4322 OFFERPAD SOLUTIONS INC 35,287.0 $23K $0.66
4323 TPST TEMPEST THERAPEUTICS INC Healthcare 14,053.0 $23K $1.64 +11.6%
4324 LAKESIDE HLDG LTD 32,690.0 $23K NEW $0.70
4325 GGRP GLIMPSE GROUP INC Technology 43,490.0 $22K $0.52 +25.8%
4326 SMITH MICRO SOFTWARE INC 31,016.0 $22K $0.72
4327 NNVC NANOVIRICIDES INC Healthcare 24,256.0 $22K $0.91 +62.3%
4328 GENK GEN RESTAURENT GROUP Consumer Cyclical 11,144.0 $22K $1.96 +11.2%
4329 CUE BIOPHARMA INC 94,607.0 $22K -6K -6.3% $0.23
4330 VEEA VEEA INC Technology 40,750.0 $22K $0.53 +5.8%
4331 IRIX IRIDEX CORP Healthcare 21,308.0 $22K $1.01 +0.0%
4332 LTRN LANTERN PHARMA INC Healthcare 15,589.0 $21K $1.37 +129.2%
4333 IAUX I-80 GOLD CORP Basic Materials 13,926.0 $21K NEW $1.52 +3.3%
4334 INTELLIGENT PROTECTION MANAG 13,628.0 $21K $1.53
4335 ESLA ESTRELLA IMMUNOPHARMA INC Healthcare 19,624.0 $21K $1.06 +4.7%
4336 WKSP WORKSPORT LTD Consumer Cyclical 19,617.0 $21K $1.05 -24.9%
4337 LONGEVERON INC 19,779.0 $21K -29K -59.1% $1.04
4338 PERASO INC 20,355.0 $21K $1.01
4339 BIVI BIOVIE INC Healthcare 14,189.0 $20K $1.40 -6.4%
4340 MULTISENSOR AI HOLDINGS INC 81,889.0 $19K $0.23
Page 217 of 220  ·  4,396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 13.2%
Healthcare 9.9%
Communication Services 9.6%
Consumer Cyclical 9.5%
Industrials 9.4%
Consumer Defensive 5.0%
Energy 4.2%
Real Estate 2.9%
Utilities 2.7%