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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 11 of 11  ·  213 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 MNST MONSTER BEVERAGE CORP NEW COM Consumer Defensive 3,461.0 $251K 0.02% +99.0 +2.9% $72.46 +20.1%
202 SF STIFEL FINL CORP COM Financial Services 3,285.0 $243K 0.02% +786.0 +31.4% $73.92 +1.0%
203 FIRST TRUST NASDAQ BUYWRITE INCOME ETF 11,780.0 $235K 0.02% +266.0 +2.3% $19.92
204 MIN MFS INTER INCOME TR SH BEN INT Financial Services 91,319.0 $229K 0.02% +37K +69.0% $2.51 -2.2%
205 BUFD FT VEST LADDERED DEEP BUFFER ETF 8,183.0 $229K 0.02% +732.0 +9.8% $28.00 +5.1%
206 VST VISTRA CORP COM Utilities 1,501.0 $226K 0.02% +250.0 +20.0% $150.35 -9.3%
207 COIN COINBASE GLOBAL INC COM CL A Financial Services 1,229.0 $215K 0.02% +241.0 +24.4% $174.61 +8.5%
208 CGMS CAPITAL GROUP U.S. MULTI-SECTOR INCOME ETF 7,614.0 $207K 0.01% +72.0 +0.9% $27.23 +0.6%
209 GOSS GOSSAMER BIO INC COM Healthcare 470,000.0 $154K 0.01% +190K +67.9% $0.33 -29.6%
210 GAB GABELLI EQUITY TR INC COM Financial Services 23,374.0 $131K 0.01% +6K +32.8% $5.60 -1.5%
211 EXPI EXP WORLD HLDGS INC COM Real Estate 17,446.0 $105K 0.01% +242.0 +1.4% $5.99 +12.5%
212 KOS KOSMOS ENERGY LTD COM Energy 34,386.0 $96K 0.01% +6K +22.7% $2.78 +15.6%
213 NUVEEN CR STRATEGIES INCOME FD COM SHS 15,805.0 $77K 0.01% +4K +31.1% $4.87
Page 11 of 11  ·  213 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%