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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 5 of 11  ·  213 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 PDX PIMCO DYNAMIC INCOME STRATEGY COM SHS BEN INT Financial Services 87,566.0 $1.9M 0.14% +8K +9.7% $22.06 -1.2%
82 BKDV BNY MELLON DYNAMIC VALUE ETF 64,038.0 $1.9M 0.14% +13K +26.0% $29.66 +8.3%
83 PAXS PIMCO ACCESS INCOME FUND SHS BENFIN INT Financial Services 127,569.0 $1.8M 0.13% +4K +3.0% $14.41 -3.7%
84 FV FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF 29,561.0 $1.8M 0.13% +1K +3.8% $60.44 +15.4%
85 PSX PHILLIPS 66 COM Energy 9,773.0 $1.8M 0.13% +109.0 +1.1% $182.18 -1.7%
86 DVY ISHARES SELECT DIVIDEND ETF 11,012.0 $1.7M 0.12% +1K +10.3% $151.41 +0.6%
87 BXSL BLACKSTONE SECD LENDING FD COMMON STOCK Financial Services 64,669.0 $1.5M 0.11% +4K +6.3% $23.69 +0.7%
88 VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF 18,435.0 $1.5M 0.11% +2K +15.2% $82.75 -1.0%
89 ZAP GLOBAL X U.S. ELECTRIFICATION ETF 46,359.0 $1.5M 0.11% +13K +38.8% $32.16 +2.0%
90 DYNF ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF 24,871.0 $1.4M 0.10% +14K +133.4% $58.18 +13.2%
91 ALAI ALGER AI ENABLERS & ADOPTERS ETF 42,978.0 $1.4M 0.10% +31K +254.3% $33.04 +26.6%
92 MO ALTRIA GROUP INC COM Consumer Defensive 21,214.0 $1.4M 0.10% +908.0 +4.5% $65.99 +11.1%
93 AFLG FIRST TRUST ACTIVE FACTOR LARGE CAP ETF 35,862.0 $1.4M 0.10% +3K +8.0% $38.58 +11.3%
94 COP CONOCOPHILLIPS COM Energy 10,414.0 $1.4M 0.10% +407.0 +4.1% $132.00 -5.9%
95 MTBA SIMPLIFY MBS ETF 25,872.0 $1.3M 0.09% +3K +14.7% $49.46 -1.0%
96 IBM INTERNATIONAL BUSINESS MACHS COM Technology 4,988.0 $1.2M 0.09% +73.0 +1.5% $242.38 -8.6%
97 IYH ISHARES U.S. HEALTHCARE ETF 18,753.0 $1.2M 0.08% +2K +14.1% $61.64 -1.0%
98 XLV STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF 7,834.0 $1.1M 0.08% +310.0 +4.1% $146.62 -0.9%
99 SECT MAIN SECTOR ROTATION ETF 18,871.0 $1.1M 0.08% +5K +40.4% $60.39 +13.2%
100 AMLP ALERIAN MLP ETF 21,048.0 $1.1M 0.08% +2K +9.6% $52.64 +3.3%
Page 5 of 11  ·  213 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%