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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 6 of 11  ·  213 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 EWX STATE STREET SPDR S&P EMERGING MARKETS SMALL CAP ETF 16,503.0 $1.1M 0.08% +180.0 +1.1% $66.12 +10.2%
102 FEP FIRST TRUST EUROPE ALPHADEX FUND 19,836.0 $1.1M 0.08% +6K +40.6% $54.61 +7.2%
103 ETY EATON VANCE TAX-MANAGED DIVERS COM Financial Services 77,851.0 $1.1M 0.08% +3K +3.6% $13.79 +6.0%
104 SKYY FIRST TRUST CLOUD COMPUTING ETF 9,768.0 $1.1M 0.08% +92.0 +0.9% $109.36 +18.2%
105 XLK STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF 7,966.0 $1.1M 0.08% +784.0 +10.9% $132.89 +31.2%
106 EQWL INVESCO S&P 100 EQUAL WEIGHT ETF 8,925.0 $1.0M 0.07% +50.0 +0.6% $115.24 +8.1%
107 FANG DIAMONDBACK ENERGY INC COM Energy 5,029.0 $995K 0.07% +50.0 +1.0% $197.79 +2.9%
108 AEP AMERICAN ELEC PWR CO INC COM Utilities 7,551.0 $990K 0.07% +127.0 +1.7% $131.08 -2.6%
109 IFV FIRST TRUST DORSEY WRIGHT INTERNATIONAL FOCUS 5 ETF 38,287.0 $968K 0.07% +10K +34.7% $25.27 +8.6%
110 PDN INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF 22,244.0 $965K 0.07% +310.0 +1.4% $43.37 +6.6%
111 IAUM ISHARES GOLD TRUST MICRO ETF OF BENEF INTEREST Financial Services 20,353.0 $950K 0.07% +1K +5.5% $46.70 -2.7%
112 AVIV AVANTIS INTERNATIONAL LARGE CAP VALUE ETF 12,439.0 $931K 0.07% +9K +286.7% $74.83 +5.1%
113 GRID FIRST TRUST NASDAQ CLEAN EDGE SMART GRID INFRASTRUCTURE INDEX 5,648.0 $924K 0.07% +2K +52.4% $163.57 +15.7%
114 PAVE GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF 17,993.0 $914K 0.07% +2K +10.3% $50.81 +7.7%
115 SYY SYSCO CORP COM Consumer Defensive 12,308.0 $878K 0.06% +803.0 +7.0% $71.33 +1.7%
116 FIW FIRST TRUST WATER ETF 8,492.0 $876K 0.06% +643.0 +8.2% $103.13 -2.1%
117 PVAL PUTNAM FOCUSED LARGE CAP VALUE ETF 18,801.0 $872K 0.06% +10K +113.7% $46.40 +7.3%
118 QTUM DEFIANCE QUANTUM ETF 7,992.0 $858K 0.06% +2K +27.8% $107.31 +32.3%
119 IBB ISHARES BIOTECHNOLOGY ETF 4,954.0 $837K 0.06% +279.0 +6.0% $168.86 -2.9%
120 ADP AUTOMATIC DATA PROCESSING INC COM Industrials 4,082.0 $829K 0.06% +103.0 +2.6% $203.20 +9.7%
Page 6 of 11  ·  213 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%