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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 7 of 11  ·  213 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SPMD STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF 13,629.0 $807K 0.06% +385.0 +2.9% $59.22 +6.9%
122 QCOM QUALCOMM INC COM Technology 6,248.0 $805K 0.06% +188.0 +3.1% $128.77 +54.9%
123 PPA INVESCO AEROSPACE & DEFENSE ETF 4,727.0 $783K 0.06% +409.0 +9.5% $165.70 -0.0%
124 VEU VANGUARD FTSE ALL-WORLD EX-US INDEX FUND 10,210.0 $767K 0.06% +3K +50.1% $75.10 +8.1%
125 PGRO PUTNAM FOCUSED LARGE CAP GROWTH ETF 18,919.0 $762K 0.06% +11K +148.6% $40.29 +18.2%
126 AFMC FIRST TRUST ACTIVE FACTOR MID CAP ETF 20,974.0 $745K 0.05% +2K +8.8% $35.51 +8.2%
127 BALT INNOVATOR DEFINED WEALTH SHIELD ETF 21,992.0 $736K 0.05% +286.0 +1.3% $33.46 +1.8%
128 FDM FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 8,862.0 $727K 0.05% +148.0 +1.7% $82.08 +3.1%
129 XLU STATE STREET UTILITIES SELECT SECTOR SPDR ETF 15,831.0 $726K 0.05% +589.0 +3.9% $45.89 -5.0%
130 EALT INNOVATOR U.S. EQUITY 5 TO 15 BUFFER ETF - QUARTERLY 20,221.0 $679K 0.05% +200.0 +1.0% $33.59 +5.7%
131 CGIE CAPITAL GROUP INTERNATIONAL EQUITY ETF 19,881.0 $672K 0.05% +2K +14.1% $33.82 +5.5%
132 UBER UBER TECHNOLOGIES INC COM Technology 9,060.0 $652K 0.05% +293.0 +3.3% $71.93 +4.1%
133 LMT LOCKHEED MARTIN CORP COM Industrials 1,064.0 $643K 0.05% +13.0 +1.2% $604.34 -13.7%
134 BIV VANGUARD INTERMEDIATE-TERM BOND ETF 8,303.0 $641K 0.05% +305.0 +3.8% $77.18 -1.5%
135 GSLC TR ACTIVEBETA US LARGE CAP EQUITY ETF 5,099.0 $638K 0.05% +146.0 +3.0% $125.13 +11.7%
136 EIPI FT ENERGY INCOME PARTNERS ENHANCED INCOME ETF 27,856.0 $626K 0.05% +741.0 +2.7% $22.49 +0.4%
137 DTCR GLOBAL X DATA CENTER AND DIGITAL INFRASTRUCTURE ETF 25,869.0 $620K 0.04% +16K +150.0% $23.96 +23.4%
138 FFC FLAHERTY & CRUMRIN PFD & INM S COM Financial Services 39,289.0 $609K 0.04% +11K +39.1% $15.49 +1.7%
139 XHB STATE STREET SPDR S&P HOMEBUILDERS ETF 5,987.0 $591K 0.04% +173.0 +3.0% $98.72 -1.5%
140 XLG INVESCO S&P 500 TOP 50 ETF 10,820.0 $590K 0.04% +2K +16.8% $54.55 +16.2%
Page 7 of 11  ·  213 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%