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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 6 of 10  ·  189 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 VKQ INVESCO MUNICIPAL TRUST COM Financial Services 71,578.0 $681K 0.05% -79K -52.6% $9.52 -0.3%
102 IBDU ISHARES IBONDS DEC 2029 TERM CORPORATE ETF 29,020.0 $675K 0.05% -3K -10.7% $23.26 -0.6%
103 VFMO VANGUARD U.S. MOMENTUM FACTOR ETF 3,382.0 $667K 0.05% -219.0 -6.1% $197.12 +13.4%
104 AWK AMERICAN WTR WKS CO INC NEW COM Utilities 4,821.0 $656K 0.05% -247.0 -4.9% $136.10 -8.3%
105 MUB ISHARES NATIONAL MUNI BOND ETF 6,131.0 $651K 0.05% -443.0 -6.7% $106.15 -0.1%
106 PNC PNC FINL SVCS GROUP INC COM Financial Services 3,079.0 $641K 0.05% -384.0 -11.1% $208.09 +2.3%
107 FCEF FIRST TRUST INCOME OPPORTUNITIES ETF 27,950.0 $629K 0.05% -2K -7.4% $22.51 +4.1%
108 TGT TARGET CORP COM Consumer Defensive 5,020.0 $608K 0.04% -63.0 -1.2% $121.21 +0.3%
109 D DOMINION ENERGY INC COM Utilities 9,832.0 $608K 0.04% -203.0 -2.0% $61.82 -0.1%
110 OUNZ VANECK MERK GOLD ETF Financial Services 13,335.0 $601K 0.04% -170.0 -1.3% $45.05 -2.7%
111 VKI INVESCO ADVANTAGE MUN INCOME T SH BEN INT Financial Services 67,842.0 $588K 0.04% -53K -43.7% $8.66 +0.3%
112 BAC BANK OF AMER CORP COM Financial Services 11,830.0 $577K 0.04% -1K -9.5% $48.75 +2.1%
113 MGK VANGUARD MEGA CAP GROWTH ETF 1,561.0 $574K 0.04% -146.0 -8.6% $367.54 -76.0%
114 UNH UNITEDHEALTH GROUP INC COM Healthcare 2,112.0 $571K 0.04% -72.0 -3.3% $270.53 +45.6%
115 VNQ VANGUARD REAL ESTATE ETF 6,367.0 $565K 0.04% -764.0 -10.7% $88.70 +7.1%
116 PML PIMCO MUN INCOME FD II COM Financial Services 74,167.0 $561K 0.04% -96K -56.3% $7.57 -2.8%
117 DINO HF SINCLAIR CORP COM Energy 8,839.0 $551K 0.04% -1K -12.3% $62.39 +12.2%
118 COF CAPITAL ONE FINL CORP COM Financial Services 3,017.0 $550K 0.04% -101.0 -3.2% $182.42 +2.6%
119 MFS ACTIVE INTERNATIONAL ETF 18,263.0 $543K 0.04% -3K -12.6% $29.72
120 WEC WEC ENERGY GROUP INC COM Utilities 4,663.0 $540K 0.04% -40.0 -0.8% $115.77 -5.7%
Page 6 of 10  ·  189 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%