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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 11 of 28  ·  558 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 MDT MEDTRONIC PLC SHS Healthcare 12,287.0 $1.1M 0.08% -936.0 -7.1% $86.65 -10.8%
202 XLK STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF 7,966.0 $1.1M 0.08% +784.0 +10.9% $132.89 +30.4%
203 EL PASO ENERGY CAP TR I PFD CV TR SEC 28 20,293.0 $1.0M 0.07% NEW $50.75
204 EQWL INVESCO S&P 100 EQUAL WEIGHT ETF 8,925.0 $1.0M 0.07% +50.0 +0.6% $115.24 +7.8%
205 FDL FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND 20,206.0 $1.0M 0.07% -6K -22.0% $50.80 -0.6%
206 FDEM FIDELITY EMERGING MARKETS MULTIFACTOR ETF 32,125.0 $1.0M 0.07% NEW $31.58 +11.4%
207 USB US BANCORP COM NEW Financial Services 19,436.0 $1.0M 0.07% -372.0 -1.9% $52.01 +2.8%
208 NEE NEXTERA ENERGY INC COM Utilities 10,757.0 $999K 0.07% -358.0 -3.2% $92.88 +0.5%
209 FANG DIAMONDBACK ENERGY INC COM Energy 5,029.0 $995K 0.07% +50.0 +1.0% $197.79 +4.0%
210 AEP AMERICAN ELEC PWR CO INC COM Utilities 7,551.0 $990K 0.07% +127.0 +1.7% $131.08 -1.6%
211 BMY BRISTOL-MYERS SQUIBB CO COM Healthcare 16,276.0 $987K 0.07% -513.0 -3.1% $60.65 -3.9%
212 PLTR PALANTIR TECHNOLOGIES INC CL A Technology 6,705.0 $981K 0.07% -1K -16.6% $146.28 -7.6%
213 HSY HERSHEY CO COM Consumer Defensive 4,716.0 $981K 0.07% -161.0 -3.3% $207.91 -7.8%
214 GS GOLDMAN SACHS GROUP INC COM Financial Services 1,146.0 $969K 0.07% -14.0 -1.2% $845.77 +11.9%
215 IFV FIRST TRUST DORSEY WRIGHT INTERNATIONAL FOCUS 5 ETF 38,287.0 $968K 0.07% +10K +34.7% $25.27 +7.3%
216 PDN INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF 22,244.0 $965K 0.07% +310.0 +1.4% $43.37 +5.7%
217 NVG NUVEEN AMT FREE MUN CR INC FD COM Financial Services 78,157.0 $964K 0.07% -45K -36.5% $12.33 -1.6%
218 SDVY FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF 24,382.0 $961K 0.07% $39.43 +3.0%
219 SHEL SHELL PLC SPON ADS Energy 10,285.0 $957K 0.07% -142.0 -1.4% $93.00 -4.7%
220 MCD MCDONALDS CORP COM Consumer Cyclical 3,073.0 $955K 0.07% $310.82 -9.1%
Page 11 of 28  ·  558 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%