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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 12 of 28  ·  558 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 IAUM ISHARES GOLD TRUST MICRO ETF OF BENEF INTEREST Financial Services 20,353.0 $950K 0.07% +1K +5.5% $46.70 -3.8%
222 COST COSTCO WHOLESALE CORPORATION COM Consumer Defensive 938.0 $935K 0.07% $996.55 +9.7%
223 AVIV AVANTIS INTERNATIONAL LARGE CAP VALUE ETF 12,439.0 $931K 0.07% +9K +286.7% $74.83 +4.6%
224 AES AES CORP COM Utilities 65,813.0 $927K 0.07% $14.09 +3.4%
225 VRT VERTIV HOLDINGS CO COM CL A Industrials 3,693.0 $925K 0.07% -163.0 -4.2% $250.55 +30.9%
226 GRID FIRST TRUST NASDAQ CLEAN EDGE SMART GRID INFRASTRUCTURE INDEX 5,648.0 $924K 0.07% +2K +52.4% $163.57 +13.8%
227 WM WASTE MGMT INC DEL COM Industrials 4,003.0 $920K 0.07% $229.81 -1.5%
228 PAVE GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF 17,993.0 $914K 0.07% +2K +10.3% $50.81 +6.5%
229 PFE PFIZER INC COM Healthcare 32,450.0 $911K 0.07% -2K -5.7% $28.08 -8.7%
230 CMI CUMMINS INC COM Industrials 1,660.0 $893K 0.07% -90.0 -5.1% $537.88 +23.3%
231 LOW LOWES COS INC COM Consumer Cyclical 3,757.0 $888K 0.07% -108.0 -2.8% $236.29 -7.3%
232 SYY SYSCO CORP COM Consumer Defensive 12,308.0 $878K 0.06% +803.0 +7.0% $71.33 +5.7%
233 BKH BLACK HILLS CORP COM Utilities 12,642.0 $877K 0.06% $69.41 +6.2%
234 FIW FIRST TRUST WATER ETF 8,492.0 $876K 0.06% +643.0 +8.2% $103.13 -2.8%
235 PVAL PUTNAM FOCUSED LARGE CAP VALUE ETF 18,801.0 $872K 0.06% +10K +113.7% $46.40 +6.8%
236 QTUM DEFIANCE QUANTUM ETF 7,992.0 $858K 0.06% +2K +27.8% $107.31 +31.8%
237 NSC NORFOLK SOUTHN CORP COM Industrials 2,984.0 $856K 0.06% -48.0 -1.6% $287.03 +11.3%
238 NAD NUVEEN QUALITY MUNCP INCOME FD COM Financial Services 74,219.0 $854K 0.06% -44K -37.1% $11.50 -0.0%
239 IBB ISHARES BIOTECHNOLOGY ETF 4,954.0 $837K 0.06% +279.0 +6.0% $168.86 -2.4%
240 ORLY OREILLY AUTOMOTIVE INC COM Consumer Cyclical 9,058.0 $836K 0.06% -350.0 -3.7% $92.31 -0.1%
Page 12 of 28  ·  558 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%