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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 20 of 28  ·  558 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 IWO ISHARES RUSSELL 2000 GROWTH ETF 1,215.0 $381K 0.03% +119.0 +10.9% $313.89 +12.5%
382 TDIV FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND 4,066.0 $381K 0.03% -45.0 -1.1% $93.66 +17.6%
383 MRVL MARVELL TECHNOLOGY INC COM Technology 3,840.0 $380K 0.03% -308.0 -7.4% $99.05 +70.5%
384 MINT PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND 3,774.0 $380K 0.03% +112.0 +3.1% $100.58 -0.0%
385 SJM SMUCKER J M CO COM NEW Consumer Defensive 3,894.0 $376K 0.03% -429.0 -9.9% $96.44 +7.5%
386 Q QNITY ELECTRONICS INC COMMON STOCK Technology 3,239.0 $374K 0.03% +84.0 +2.7% $115.39 +29.2%
387 LAD LITHIA MTRS INC COM Consumer Cyclical 1,495.0 $373K 0.03% -794.0 -34.7% $249.79 +6.0%
388 NUE NUCOR CORP COM Basic Materials 2,208.0 $373K 0.03% +40.0 +1.9% $169.10 +33.9%
389 VOOV VANGUARD S&P 500 VALUE ETF 1,829.0 $373K 0.03% $203.76 +6.4%
390 PFF ISHARES PREFERRED & INCOME SECURITIES ETF 12,245.0 $371K 0.03% -392.0 -3.1% $30.32 +2.1%
391 HDV ISHARES CORE HIGH DIVIDEND ETF 2,720.0 $369K 0.03% $135.72 -79.6%
392 VCSH VANGUARD SHORT-TERM CORPORATE BOND ETF 4,649.0 $369K 0.03% +2K +62.8% $79.28 -0.8%
393 PAAA PGIM AAA CLO ETF 7,179.0 $367K 0.03% NEW $51.18 +0.5%
394 FKWL FRANKLIN WIRELESS CORP COM Technology 96,400.0 $367K 0.03% $3.81 -16.8%
395 BUFR FT VEST LADDERED BUFFER ETF 10,794.0 $365K 0.03% -89.0 -0.8% $33.77 +6.7%
396 TBIL F/M US TREASURY 3 MONTH BILL FUND 7,300.0 $364K 0.03% NEW $49.86 +0.2%
397 RGLD ROYAL GOLD INC COM Basic Materials 1,430.0 $364K 0.03% -97.0 -6.3% $254.49 -11.1%
398 ALLE ALLEGION PLC ORD SHS Industrials 2,469.0 $359K 0.03% -1K -35.9% $145.27 -13.2%
399 AMCOR PLC COM NEW 9,000.0 $358K 0.03% NEW $39.75
400 APD AIR PRODUCTS AND CHEMICALS INC COM Basic Materials 1,230.0 $357K 0.03% NEW $290.61 +0.4%
Page 20 of 28  ·  558 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%