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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 22 of 28  ·  558 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 NOC NORTHROP GRUMMAN CORP COM Industrials 473.0 $323K 0.02% NEW $682.68 -19.0%
422 LVHI FRANKLIN INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND INDEX ETF 7,957.0 $323K 0.02% -350.0 -4.2% $40.54 +2.0%
423 IVW ISHARES S&P 500 GROWTH ETF 2,844.0 $322K 0.02% +307.0 +12.1% $113.10 +19.4%
424 QGRO AMERICAN CENTURY U.S. QUALITY GROWTH ETF 3,054.0 $321K 0.02% $105.03 +5.4%
425 AHR AMERICAN HEALTHCARE REIT INC COM SHS Real Estate 6,719.0 $317K 0.02% $47.16 +6.7%
426 RIG TRANSOCEAN LTD REGISTERED SHS Energy 47,561.0 $315K 0.02% NEW $6.63 +13.0%
427 FNV FRANCO NEV CORP COM Basic Materials 1,275.0 $315K 0.02% -50.0 -3.8% $247.05 -9.7%
428 KRE STATE STREET SPDR S&P REGIONAL BANKING ETF 4,807.0 $313K 0.02% +701.0 +17.1% $65.15 +4.0%
429 GIS GENERAL MILLS INC COM Consumer Defensive 8,412.0 $313K 0.02% -2K -21.4% $37.22 -9.2%
430 BK BANK NEW YORK MELLON CORP COM Financial Services 2,635.0 $313K 0.02% -58.0 -2.1% $118.64 +15.9%
431 AON AON PLC SHS CL A Financial Services 965.0 $311K 0.02% $322.79 +1.2%
432 COPP SPROTT COPPER MINERS ETF 8,700.0 $311K 0.02% +500.0 +6.1% $35.72 +7.1%
433 TIPT TIPTREE INC COM Financial Services 18,158.0 $307K 0.02% +1K +5.8% $16.92 -0.6%
434 MISL FIRST TRUST INDXX AEROSPACE & DEFENSE ETF 6,871.0 $307K 0.02% +2K +45.7% $44.71 +0.7%
435 WELLS FARGO & CO PERP PFD CNV A 265.0 $306K 0.02% -10.0 -3.6% $1155.00
436 ITA ISHARES U.S. AEROSPACE & DEFENSE ETF 1,390.0 $304K 0.02% +303.0 +27.9% $218.75 +0.1%
437 AMP AMERIPRISE FINL INC COM Financial Services 684.0 $304K 0.02% $444.40 +6.0%
438 DG DOLLAR GEN CORP COM Consumer Defensive 2,551.0 $303K 0.02% -1K -34.8% $118.73 -13.4%
439 SFLR INNOVATOR EQUITY MANAGED FLOOR ETF 8,483.0 $300K 0.02% -50.0 -0.6% $35.41 +6.8%
440 XLI STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF 1,857.0 $300K 0.02% +34.0 +1.9% $161.70 +5.0%
Page 22 of 28  ·  558 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%