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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 27 of 28  ·  558 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 PFG PRINCIPAL FINANCIAL GROUP INC COM Financial Services 2,412.0 $217K 0.02% $90.10 +11.6%
522 DLR DIGITAL RLTY TR INC COM Real Estate 1,205.0 $217K 0.02% NEW $180.27 +4.6%
523 COIN COINBASE GLOBAL INC COM CL A Financial Services 1,229.0 $215K 0.02% +241.0 +24.4% $174.61 +8.5%
524 AVUV AVANTIS U.S. SMALL CAP VALUE ETF 1,940.0 $214K 0.02% -31.0 -1.6% $110.45 +7.2%
525 CEFA GLOBAL X S&P CATHOLIC VALUES DEVELOPED EX-US ETF 5,778.0 $213K 0.02% $36.89 +5.8%
526 PHYS SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD TR Financial Services 5,960.0 $211K 0.01% -200.0 -3.2% $35.44 -2.7%
527 DTE DTE ENERGY CO COM Utilities 1,441.0 $211K 0.01% NEW $146.22 -4.4%
528 WMB WILLIAMS COS INC COM Energy 2,851.0 $208K 0.01% NEW $72.78 +6.8%
529 CGMS CAPITAL GROUP U.S. MULTI-SECTOR INCOME ETF 7,614.0 $207K 0.01% +72.0 +0.9% $27.23 +0.4%
530 IGLD FT VEST GOLD STRATEGY TARGET INCOME ETF 8,107.0 $207K 0.01% NEW $25.53 -5.6%
531 SDOG ALPS SECTOR DIVIDEND DOGS ETF 3,180.0 $207K 0.01% NEW $65.03 +2.1%
532 VXF VANGUARD EXTENDED MARKET ETF 1,002.0 $206K 0.01% -31.0 -3.0% $205.80 +8.8%
533 CAIE CALAMOS AUTOCALLABLE INCOME ETF 8,179.0 $206K 0.01% NEW $25.14 +8.5%
534 GILD GILEAD SCIENCES INC COM Healthcare 1,474.0 $205K 0.01% -210.0 -12.5% $139.40 -7.0%
535 SSO PROSHARES ULTRA S&P 500 3,890.0 $202K 0.01% $51.88 +27.9%
536 XHLF BONDBLOXX BLOOMBERG SIX MONTH TARGET DURATION US TREASURY ETF 4,000.0 $201K 0.01% $50.33 -0.1%
537 FOF COHEN & STEERS CLOSED-END COM Financial Services 15,188.0 $195K 0.01% NEW $12.83 +6.7%
538 BLUEROCK PVT REAL ESTATE FD COM 10,109.0 $168K 0.01% NEW $16.61
539 NUVEEN MO QUALITY MUN INCOME COM 15,866.0 $168K 0.01% -3K -16.2% $10.58
540 GOSS GOSSAMER BIO INC COM Healthcare 470,000.0 $154K 0.01% +190K +67.9% $0.33 -41.3%
Page 27 of 28  ·  558 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%