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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 8 of 28  ·  558 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 PAXS PIMCO ACCESS INCOME FUND SHS BENFIN INT Financial Services 127,569.0 $1.8M 0.13% +4K +3.0% $14.41 -3.9%
142 SCHM SCHWAB U.S. MID-CAP ETF 59,123.0 $1.8M 0.13% -321.0 -0.5% $30.96 +9.1%
143 NFLX NETFLIX INC. COM Communication Services 18,740.0 $1.8M 0.13% -144.0 -0.8% $96.15 -9.5%
144 AEE AMEREN CORP COM Utilities 16,387.0 $1.8M 0.13% -521.0 -3.1% $109.92 -2.3%
145 JGRO JPMORGAN ACTIVE GROWTH ETF 21,311.0 $1.8M 0.13% -1K -4.7% $84.52 +14.3%
146 GE GE AEROSPACE COM NEW Industrials 6,345.0 $1.8M 0.13% $283.77 -0.8%
147 QQQM INVESCO NASDAQ 100 ETF 7,556.0 $1.8M 0.13% -3K -28.5% $237.62 +22.3%
148 FV FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF 29,561.0 $1.8M 0.13% +1K +3.8% $60.44 +15.2%
149 PSX PHILLIPS 66 COM Energy 9,773.0 $1.8M 0.13% +109.0 +1.1% $182.18 -3.3%
150 NFG NATIONAL FUEL GAS CO COM Energy 18,927.0 $1.8M 0.13% -100.0 -0.5% $93.96 -13.5%
151 COWG PACER US LARGE CAP CASH COWS GROWTH LEADERS ETF 50,735.0 $1.7M 0.12% -8K -13.1% $33.74 +10.0%
152 SO SOUTHERN CO COM Utilities 17,649.0 $1.7M 0.12% -247.0 -1.4% $96.52 -4.1%
153 DVY ISHARES SELECT DIVIDEND ETF 11,012.0 $1.7M 0.12% +1K +10.3% $151.41 +0.7%
154 FDX FEDEX CORP COM Industrials 4,570.0 $1.6M 0.12% -99.0 -2.1% $356.16 +5.5%
155 SPEM STATE STREET SPDR PORTFOLIO EMERGING MARKETS ETF 33,301.0 $1.6M 0.11% -8K -19.6% $46.91 +8.6%
156 MMM 3M CO COM Industrials 10,595.0 $1.5M 0.11% -245.0 -2.3% $145.23 +0.7%
157 BXSL BLACKSTONE SECD LENDING FD COMMON STOCK Financial Services 64,669.0 $1.5M 0.11% +4K +6.3% $23.69 -0.1%
158 VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF 18,435.0 $1.5M 0.11% +2K +15.2% $82.75 -1.0%
159 DIS DISNEY WALT CO COM Communication Services 15,796.0 $1.5M 0.11% -222.0 -1.4% $96.38 +6.6%
160 ZAP GLOBAL X U.S. ELECTRIFICATION ETF 46,359.0 $1.5M 0.11% +13K +38.8% $32.16 +2.3%
Page 8 of 28  ·  558 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%