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Portfolio (Quarterly) Guide ↗

ESSEX INVESTMENT MANAGEMENT CO LLC

· CIK 0000201772
13F Portfolio $632M AUM 305 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 28 New 82 Added 84 Reduced 29 Exited
Page 4 of 5  ·  84 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SHLS SHOALS TECHNOLOGIES GROUP INC Energy 93,670.0 $616K 0.10% -2K -2.1% $6.58 +58.4%
62 MRSH MARSH & MCLENNAN COS INC Financial Services 3,530.0 $612K 0.10% -369.0 -9.5% $173.45 -6.4%
63 CL COLGATE PALMOLIVE CO Consumer Defensive 6,931.0 $591K 0.09% -4K -39.0% $85.23 +5.0%
64 EME EMCOR GROUP INC Industrials 734.0 $542K 0.09% -16.0 -2.1% $738.31 +13.3%
65 PEP PEPSICO INC Consumer Defensive 3,106.0 $482K 0.08% -2K -41.6% $155.29 -8.5%
66 NEM NEWMONT CORP Basic Materials 4,053.0 $439K 0.07% -688.0 -14.5% $108.25 -4.1%
67 AXP AMERICAN EXPRESS CO Financial Services 1,219.0 $369K 0.06% -3K -69.3% $302.48 +11.7%
68 FLNC FLUENCE ENERGY INC Utilities 25,576.0 $352K 0.06% -13K -33.7% $13.76 +80.2%
69 VZ VERIZON COMMUNICATIONS INC Communication Services 6,546.0 $329K 0.05% -7K -50.9% $50.20 -9.6%
70 GE GE AEROSPACE Industrials 1,034.0 $293K 0.05% -25.0 -2.4% $283.77 +26.0%
71 NVS NOVARTIS AG Healthcare 1,875.0 $286K 0.04% -900.0 -32.4% $152.75 -3.7%
72 DUK DUKE ENERGY CORP NEW Utilities 2,105.0 $276K 0.04% -17.0 -0.8% $130.94 -5.4%
73 BYD CO LTD 20,199.0 $275K 0.04% -427.0 -2.1% $13.63
74 OSS ONE STOP SYS INC Technology 35,534.0 $269K 0.04% -34K -48.8% $7.57 +143.6%
75 SO SOUTHERN CO Utilities 2,367.0 $228K 0.04% -24.0 -1.0% $96.52 -3.6%
76 RFIL RF INDS LTD Industrials 17,895.0 $184K 0.03% -7K -27.2% $10.31 +72.7%
77 ABT ABBOTT LABORATORIES Healthcare 1,616.0 $166K 0.03% -15.0 -0.9% $102.67 -13.9%
78 ADP AUTOMATIC DATA PROCESSING INC Industrials 681.0 $138K 0.02% -7.0 -1.0% $203.18 +7.5%
79 DTE DTE ENERGY CO Utilities 709.0 $104K 0.02% -19.0 -2.6% $146.22 +0.9%
80 WAB WABTEC Industrials 306.0 $76K 0.01% -56.0 -15.5% $249.91 +9.6%
Page 4 of 5  ·  84 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 26.2%
Technology 25.6%
Healthcare 21.5%
Financial Services 5.9%
Consumer Defensive 4.8%
Energy 4.4%
Communication Services 3.9%
Consumer Cyclical 3.7%
Basic Materials 2.3%
Utilities 1.5%