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Portfolio (Quarterly) Guide ↗

ESSEX INVESTMENT MANAGEMENT CO LLC

· CIK 0000201772
13F Portfolio $632M AUM 305 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 28 New 82 Added 84 Reduced 29 Exited
Page 10 of 16  ·  305 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 FLNC FLUENCE ENERGY INC Utilities 25,576.0 $352K 0.06% -13K -33.7% $13.76 +80.2%
182 ESOA ENERGY SERVICES OF AMER CORP Industrials 26,088.0 $343K 0.05% $13.13 +29.1%
183 STRT STRATTEC SEC CORP Consumer Cyclical 4,207.0 $330K 0.05% $78.34 +1.9%
184 VZ VERIZON COMMUNICATIONS INC Communication Services 6,546.0 $329K 0.05% -7K -50.9% $50.20 -9.6%
185 ACLS AXCELIS TECHNOLOGIES INC Technology 3,350.0 $312K 0.05% $93.08 +101.5%
186 OPXS OPTEX SYS HLDGS INC Industrials 23,126.0 $306K 0.05% $13.22 -1.6%
187 SITM SITIME CORP Technology 850.0 $294K 0.05% $345.35 +111.1%
188 GE GE AEROSPACE Industrials 1,034.0 $293K 0.05% -25.0 -2.4% $283.77 +26.0%
189 NVS NOVARTIS AG Healthcare 1,875.0 $286K 0.04% -900.0 -32.4% $152.75 -3.7%
190 PPIH PERMA-PIPE INTL HLDGS INC Industrials 9,526.0 $284K 0.04% $29.81 -2.5%
191 CPSH CPS TECHNOLOGIES CORP Technology 74,114.0 $277K 0.04% $3.74 +77.8%
192 DUK DUKE ENERGY CORP NEW Utilities 2,105.0 $276K 0.04% -17.0 -0.8% $130.94 -5.4%
193 BYD CO LTD 20,199.0 $275K 0.04% -427.0 -2.1% $13.63
194 OSS ONE STOP SYS INC Technology 35,534.0 $269K 0.04% -34K -48.8% $7.57 +143.6%
195 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 3,676.0 $267K 0.04% +56.0 +1.6% $72.69 +3.3%
196 SO SOUTHERN CO Utilities 2,367.0 $228K 0.04% -24.0 -1.0% $96.52 -3.6%
197 TSLA TESLA INC Consumer Cyclical 573.0 $213K 0.03% +102.0 +21.7% $371.75 +7.7%
198 XOM EXXON MOBIL CORP Energy 1,245.0 $211K 0.03% $169.66 -18.8%
199 CVGI COMMERCIAL VEH GROUP INC Consumer Cyclical 59,834.0 $204K 0.03% NEW $3.41 +41.9%
200 NEUROONE MED TECHNOLOGIES CORP 261,953.0 $203K 0.03% +74K +39.0% $0.78
Page 10 of 16  ·  305 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 26.2%
Technology 25.6%
Healthcare 21.5%
Financial Services 5.9%
Consumer Defensive 4.8%
Energy 4.4%
Communication Services 3.9%
Consumer Cyclical 3.7%
Basic Materials 2.3%
Utilities 1.5%