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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $75.0B AUM 4,271 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 261 New 1567 Added 2180 Reduced 224 Exited
Page 173 of 214  ·  4,271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3441 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 5,528.0 $380K 0.00% +44.0 +0.8% $68.80 +18.3%
3442 PJFG PGIM ETF TR 3,419.0 $380K 0.00% -156.0 -4.4% $111.22 +4.3%
3443 VIRTUS CONVERTIBLE & INC FD 27,581.0 $380K 0.00% -169.0 -0.6% $13.78
3444 PMT PENNYMAC MTG INVT TR Real Estate 30,284.0 $380K 0.00% $12.55 -16.3%
3445 CSD INVESCO EXCHANGE TRADED FD T 3,808.0 $380K 0.00% -359.0 -8.6% $99.72 +35.4%
3446 ECF ELLSWORTH GROWTH & INCOME FD Financial Services 32,592.0 $379K 0.00% +13K +68.1% $11.63 +10.8%
3447 BUL PACER FDS TR 6,855.0 $378K 0.00% +1K +23.5% $55.09 +3.7%
3448 DWAW ADVISORSHARES TR 8,542.0 $377K 0.00% $44.17 +11.7%
3449 GRNJ TIDAL TRUST III 14,744.0 $377K 0.00% NEW $25.55 +19.0%
3450 MNKD MANNKIND CORP Healthcare 66,350.0 $376K 0.00% -732.0 -1.1% $5.67 -41.6%
3451 CPRX CATALYST PHARMACEUTICALS INC Healthcare 16,080.0 $375K 0.00% +927.0 +6.1% $23.34 +34.0%
3452 WDS WOODSIDE ENERGY GROUP LTD Energy 24,062.0 $375K 0.00% +4K +21.7% $15.59 +45.9%
3453 GHM GRAHAM CORP Industrials 5,840.0 $375K 0.00% +582.0 +11.1% $64.23 +44.2%
3454 SFL SFL CORPORATION LTD Industrials 48,023.0 $375K 0.00% +19K +68.0% $7.81 +62.9%
3455 BUFS FIRST TR EXCHNG TRADED FD VI 16,407.0 $375K -454.0 -2.7% $22.84 +6.9%
3456 JMSI J P MORGAN EXCHANGE TRADED F 7,435.0 $375K -113.0 -1.5% $50.38 -1.2%
3457 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 68,474.0 $375K +729.0 +1.1% $5.47 -29.1%
3458 MBLY MOBILEYE GLOBAL INC Consumer Cyclical 35,855.0 $374K -12K -25.5% $10.44 -6.1%
3459 MDST ULTIMUS MANAGERS TR 14,168.0 $374K NEW $26.42 +13.5%
3460 TDTT FLEXSHARES TR 15,557.0 $374K -4K -21.9% $24.06 +0.7%
Page 173 of 214  ·  4,271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.8%
Financial Services 23.0%
Consumer Cyclical 9.4%
Industrials 7.7%
Healthcare 7.5%
Communication Services 7.5%
Consumer Defensive 5.0%
Energy 3.4%
Utilities 2.8%
Basic Materials 1.5%