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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $77.2B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 4234 New
Page 197 of 212  ·  4,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3921 SMHX VANECK ETF TRUST 5,449.0 $209K NEW $38.36 +40.5%
3922 CVSA ADTALEM GLOBAL ED INC Consumer Cyclical 1,351.0 $209K NEW $154.70 -15.6%
3923 AMPH AMPHASTAR PHARMACEUTICALS IN Healthcare 7,860.0 $209K NEW $26.59 -35.9%
3924 LSCC LATTICE SEMICONDUCTOR CORP Technology 2,841.0 $208K NEW $73.21 +66.0%
3925 TAGG T ROWE PRICE ETF INC 4,830.0 $208K NEW $43.06 -2.4%
3926 SLDP SOLID POWER INC Industrials 59,625.0 $207K NEW $3.47 -23.7%
3927 IDE VOYA INFRASTRUCTURE INDLS & Financial Services 17,078.0 $207K NEW $12.12 +13.3%
3928 BBW BUILD-A-BEAR WORKSHOP INC Consumer Cyclical 3,171.0 $207K NEW $65.28 -46.5%
3929 NVTS NAVITAS SEMICONDUCTOR CORP Technology 28,669.0 $207K NEW $7.22 +162.1%
3930 NIM NUVEEN SELECT MAT MUN FD Financial Services 22,318.0 $207K NEW $9.28 -0.6%
3931 UFO PROCURE ETF TRUST II 5,816.0 $207K NEW $35.59 +58.7%
3932 RCI ROGERS COMMUNICATIONS INC Communication Services 6,012.0 $207K NEW $34.43 +2.5%
3933 UUP INVESCO DB US DLR INDEX TR Financial Services 7,478.0 $206K NEW $27.55 +0.8%
3934 FDLS NORTHERN LTS FD TR IV 5,901.0 $206K NEW $34.91 +13.2%
3935 SFBS SERVISFIRST BANCSHARES INC Financial Services 2,558.0 $206K NEW $80.53 -6.1%
3936 AMC ENTMT HLDGS INC 71,069.0 $206K NEW $2.90
3937 GSIT GSI TECHNOLOGY INC Technology 55,854.0 $206K NEW $3.69 +135.9%
3938 ESI ELEMENT SOLUTIONS INC Basic Materials 8,127.0 $205K NEW $25.22 +54.2%
3939 SXI STANDEX INTL CORP Industrials 966.0 $205K NEW $212.22 +15.4%
3940 NBOS NEUBERGER BERMAN ETF TRUST 7,589.0 $204K NEW $26.88 +3.6%
Page 197 of 212  ·  4,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 22.7%
Consumer Cyclical 9.7%
Industrials 7.7%
Communication Services 7.2%
Healthcare 7.0%
Consumer Defensive 5.2%
Energy 3.3%
Utilities 2.9%
Basic Materials 1.5%