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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 2 of 7  ·  130 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 XLK SELECT SECTOR SPDR TR 2,730.0 $393K 0.17% +1K +89.6% $143.97 +24.1%
22 MDT MEDTRONIC PLC Healthcare 4,079.0 $392K 0.17% +32.0 +0.8% $96.06 -18.6%
23 ED CONSOLIDATED EDISON INC Utilities 3,831.0 $380K 0.16% +146.0 +4.0% $99.32 +8.1%
24 JOE ST JOE CO Real Estate 6,294.0 $374K 0.16% +1K +18.9% $59.37 +7.8%
25 BMY BRISTOL-MYERS SQUIBB CO Healthcare 6,666.0 $360K 0.15% +638.0 +10.6% $53.94 +10.4%
26 UNH UNITEDHEALTH GROUP INC Healthcare 1,031.0 $340K 0.14% +51.0 +5.2% $330.11 +16.1%
27 GEV GE VERNOVA INC Utilities 508.0 $332K 0.14% +137.0 +36.9% $653.57 +59.7%
28 XLY SELECT SECTOR SPDR TR 2,774.0 $331K 0.14% +1K +100.0% $119.41 -0.6%
29 VEA VANGUARD TAX-MANAGED FDS 5,192.0 $324K 0.14% +50.0 +1.0% $62.47 +13.2%
30 SCHD SCHWAB STRATEGIC TR 11,489.0 $315K 0.13% +573.0 +5.2% $27.43 +17.6%
31 KMI KINDER MORGAN INC DEL Energy 11,372.0 $313K 0.13% +105.0 +0.9% $27.49 +21.9%
32 CPB THE CAMPBELLS COMPANY Consumer Defensive 11,192.0 $312K 0.13% +7K +170.7% $27.87 -28.1%
33 DHS WISDOMTREE TR 2,790.0 $284K 0.12% +369.0 +15.2% $101.82 +10.7%
34 AEP AMERICAN ELEC PWR CO INC Utilities 2,368.0 $273K 0.12% +13.0 +0.6% $115.31 +12.4%
35 QQQ INVESCO QQQ TRUST Financial Services 441.0 $271K 0.12% +10.0 +2.3% $614.31 +16.3%
36 GIS GENERAL MLS INC Consumer Defensive 5,745.0 $267K 0.11% +163.0 +2.9% $46.50 -28.0%
37 DGICB DONEGAL GROUP INC Financial Services 14,716.0 $260K 0.11% +4K +31.5% $17.69 +7.1%
38 VYM VANGUARD WHITEHALL FDS 1,792.0 $257K 0.11% +37.0 +2.1% $143.52 +9.6%
39 ORCL ORACLE CORP Technology 1,284.0 $250K 0.11% +50.0 +4.0% $194.91 -2.6%
40 EPD ENTERPRISE PRODS PARTNERS L P Energy 7,643.0 $245K 0.10% +137.0 +1.8% $32.06 +23.1%
Page 2 of 7  ·  130 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%