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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 4 of 7  ·  130 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 XLP SELECT SECTOR SPDR TR 1,278.0 $99K 0.04% +20.0 +1.6% $77.68 +9.0%
62 CRM SALESFORCE INC Technology 359.0 $95K 0.04% +20.0 +5.9% $264.91 -33.4%
63 COWZ PACER FDS TR 1,572.0 $95K 0.04% +50.0 +3.3% $60.19 +5.3%
64 IEFA ISHARES TR 1,042.0 $93K 0.04% +8.0 +0.8% $89.42 +8.8%
65 SDY SPDR SER TR 650.0 $90K 0.04% +130.0 +25.0% $139.16 +6.9%
66 SO SOUTHERN CO Utilities 994.0 $87K 0.04% +25.0 +2.6% $87.20 +7.4%
67 HTGC HERCULES CAPITAL INC Financial Services 4,586.0 $86K 0.04% +445.0 +10.8% $18.82 -17.8%
68 EFA ISHARES TR 834.0 $80K 0.03% +28.0 +3.5% $96.03 +8.5%
69 CALF PACER FDS TR 1,733.0 $77K 0.03% +186.0 +12.0% $44.38 +7.8%
70 CAG CONAGRA BRANDS INC Consumer Defensive 4,212.0 $73K 0.03% +3K +150.3% $17.31 -22.7%
71 BUNGE GLOBAL SA COM 806.0 $72K 0.03% +121.0 +17.7% $89.08
72 MRSH MARSH Financial Services 382.0 $71K 0.03% +65.0 +20.5% $185.52 -11.0%
73 ESGV VANGUARD WORLD FD 578.0 $70K 0.03% +18.0 +3.2% $120.96 +8.3%
74 CMS CMS ENERGY CORP Utilities 950.0 $66K 0.03% +40.0 +4.4% $69.93 +5.3%
75 JEPI J P MORGAN EXCHANGE TRADED F 1,038.0 $59K 0.03% +20.0 +2.0% $57.24 -2.0%
76 SJM SMUCKER J M CO Consumer Defensive 596.0 $58K 0.03% +363.0 +155.8% $97.81 +2.7%
77 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 186.0 $57K 0.02% +65.0 +53.7% $303.89 +32.2%
78 PHYS SPROTT PHYSICAL GOLD TR Financial Services 1,675.0 $55K 0.02% +375.0 +28.9% $33.02 +4.1%
79 SWK STANLEY BLACK & DECKER INC Industrials 658.0 $49K 0.02% +355.0 +117.2% $74.30 +0.9%
80 PCAR PACCAR INC Industrials 441.0 $48K 0.02% +81.0 +22.5% $109.51 -0.2%
Page 4 of 7  ·  130 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%