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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 6 of 7  ·  130 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 575.0 $22K 0.01% +25.0 +4.5% $38.73 -11.3%
102 NFLX NETFLIX INC. Communication Services 215.0 $20K 0.01% +206.0 +2288.9% $93.76 -4.8%
103 NOW SERVICENOW INC Technology 125.0 $19K 0.01% +100.0 +400.0% $153.19 -34.9%
104 DBC INVESCO DB COMMDY INDX TRCK Financial Services 785.0 $18K 0.01% +292.0 +59.2% $22.37 +37.3%
105 ENPH ENPHASE ENERGY INC Energy 495.0 $16K 0.01% +140.0 +39.4% $32.05 +94.5%
106 IEMG ISHARES INC 230.0 $15K 0.01% +15.0 +7.0% $67.22 +19.9%
107 IJH ISHARES TR 231.0 $15K 0.01% +11.0 +5.0% $66.00 +10.5%
108 HWM HOWMET AEROSPACE INC Industrials 74.0 $15K 0.01% +1.0 +1.4% $203.73 +27.6%
109 CMCSA COMCAST CORP Communication Services 473.0 $14K 0.01% +156.0 +49.2% $29.89 -16.1%
110 IONQ IONQ INC Technology 250.0 $11K 0.01% +102.0 +68.9% $44.87 +31.2%
111 QBTS D-WAVE QUANTUM INC Technology 410.0 $11K 0.01% +185.0 +82.2% $26.15 -26.2%
112 HUN HUNTSMAN CORP Basic Materials 1,038.0 $10K 0.00% +9.0 +0.9% $10.00 +43.9%
113 IJR ISHARES TR 83.0 $10K 0.00% +4.0 +5.1% $120.18 +13.4%
114 IFRA ISHARES TR 161.0 $8K 0.00% +1.0 +0.6% $52.66 +14.9%
115 MP MP MATERIALS CORP Basic Materials 160.0 $8K 0.00% +112.0 +233.3% $50.52 +22.2%
116 VGT VANGUARD WORLD FDS 10.0 $8K 0.00% +4.0 +66.7% $753.80 -84.8%
117 AIG AMERICAN INTL GROUP INC Financial Services 77.0 $7K 0.00% +10.0 +14.9% $85.55 -8.1%
118 MPT MEDICAL PPTYS TRUST INC Financial Services 1,213.0 $6K 0.00% +18.0 +1.5% $5.00 +3.2%
119 VSS VANGUARD INTL EQUITY INDEX F 42.0 $6K 0.00% +2.0 +5.0% $143.33 +10.7%
120 EFV ISHARES TR 71.0 $5K 0.00% +6.0 +9.2% $71.41 +10.6%
Page 6 of 7  ·  130 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%