Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007

13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds

Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
41	WKHS	WORKHORSE GROUP INC	Consumer Cyclical	1	$1.0	—	SOLD

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Sector Allocation

Financial Services 32.7%

Technology 16.0%

Industrials 14.6%

Consumer Defensive 8.5%

Energy 6.4%

Healthcare 5.3%

Communication Services 4.8%

Real Estate 4.6%

Consumer Cyclical 4.5%

Utilities 1.8%