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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 1 of 3  ·  47 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 AMRIZE LTD 2,400.0 $130K 0.06% NEW $54.08
2 UNILEVER PLC 980.0 $64K 0.03% NEW $65.40
3 SOLS SOLSTICE ADVANCED MATLS INC COM Basic Materials 1,310.0 $64K 0.03% NEW $48.58 +73.9%
4 EXK ENDEAVOUR SILVER CORP Basic Materials 5,926.0 $56K 0.02% NEW $9.40 -0.7%
5 CIEN CIENA CORP Technology 165.0 $39K 0.02% NEW $233.87 +151.1%
6 Q QNITY ELECTRONICS INC Technology 427.0 $35K 0.01% NEW $81.56 +87.6%
7 EUSA ISHARES INC 275.0 $28K 0.01% NEW $103.37 +6.3%
8 BLOCK INC 325.0 $21K 0.01% NEW $65.09
9 UG UNITED GUARDIAN INC Consumer Defensive 3,324.0 $20K 0.01% NEW $6.16 +14.3%
10 CL COLGATE PALMOLIVE CO Consumer Defensive 219.0 $17K 0.01% NEW $79.02 +14.5%
11 CRWV COREWEAVE INC Technology 200.0 $14K 0.01% NEW $71.61 +50.2%
12 BITW BITWISE 10 CRYPTO INDEX ETF Financial Services 183.0 $11K 0.01% NEW $58.76 -15.3%
13 SMR NUSCALE PWR CORP Utilities 625.0 $9K 0.00% NEW $14.17 -26.7%
14 BMNR BITMINE IMMERSION TECNOLOGIES Financial Services 300.0 $8K 0.00% NEW $27.15 -27.8%
15 TOTALENERGIES SE 111.0 $7K 0.00% NEW $65.42
16 BDX BECTON DICKINSON & CO Healthcare 36.0 $7K 0.00% NEW $194.08 -24.6%
17 PRLD PRELUDE THERAPEUTICS INC Healthcare 2,000.0 $6K 0.00% NEW $2.90 +55.2%
18 BBAI BIGBEAR AI HLDGS INC Technology 1,000.0 $5K 0.00% NEW $5.40 -22.2%
19 ANGX ANGEL STUDIOS INC Communication Services 1,000.0 $5K 0.00% NEW $4.67 -43.9%
20 WES WESTERN MIDSTREAM PARTNERS L Energy 105.0 $4K 0.00% NEW $39.50 +16.5%
Page 1 of 3  ·  47 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%