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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 13 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 GSK GSK PLC Healthcare 3,548.0 $153K 0.07% NEW $43.16 +19.4%
242 PBJ INVESCO EXCHANGE TRADED FD T 3,330.0 $153K 0.07% NEW $45.87 +5.1%
243 IWM ISHARES TR 630.0 $152K 0.07% NEW $242.06 +16.7%
244 NOBL PROSHARES TR 1,475.0 $152K 0.07% NEW $103.07 +4.1%
245 MS MORGAN STANLEY Financial Services 955.0 $152K 0.07% NEW $158.96 +26.1%
246 GLW CORNING INC Technology 1,831.0 $150K 0.06% NEW $82.03 +133.9%
247 COP CONOCOPHILLIPS Energy 1,541.0 $146K 0.06% NEW $94.60 +27.4%
248 AGG ISHARES TR 1,429.0 $143K 0.06% NEW $100.27 -1.9%
249 COLM COLUMBIA SPORTSWEAR CO Consumer Cyclical 2,700.0 $141K 0.06% NEW $52.30 +17.3%
250 AVBH AVIDBANK HLDGS INC Financial Services 5,500.0 $140K 0.06% NEW $25.50 +17.5%
251 ADP AUTOMATIC DATA PROCESSING INC Industrials 475.0 $139K 0.06% NEW $293.50 -25.0%
252 ACWI ISHARES TR 1,001.0 $138K 0.06% NEW $138.24 +12.6%
253 IWF ISHARES TR 291.0 $136K 0.06% NEW $468.41 -73.4%
254 OCFC OCEANFIRST FINL CORP Financial Services 7,722.0 $136K 0.06% NEW $17.57 +7.0%
255 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 3,527.0 $135K 0.06% NEW $38.22 -0.1%
256 QSR RESTAURANT BRANDS INTL INC Consumer Cyclical 2,097.0 $135K 0.06% NEW $64.14 +19.3%
257 FIRST FNDTN INC 23,971.0 $134K 0.06% NEW $5.57
258 EBF ENNIS INC Industrials 7,300.0 $133K 0.06% NEW $18.28 +9.6%
259 IWD ISHARES TR 649.0 $132K 0.06% NEW $203.59 +15.3%
260 CPB THE CAMPBELLS Consumer Defensive 4,135.0 $131K 0.06% NEW $31.58 -36.5%
Page 13 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%