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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 15 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 BARK INC 122,830.0 $102K 0.04% NEW $0.83
282 RYAM RAYONIER ADVANCED MATLS INC Basic Materials 14,000.0 $101K 0.04% NEW $7.22 +17.6%
283 RVSB RIVERVIEW BANCORP INC Financial Services 18,500.0 $99K 0.04% NEW $5.37 +2.2%
284 XLP SELECT SECTOR SPDR TR 1,258.0 $99K 0.04% NEW $78.37 +8.0%
285 NIC NICOLET BANKSHARES INC Financial Services 720.0 $97K 0.04% NEW $134.50 +5.8%
286 CVBF CVB FINL CORP Financial Services 5,068.0 $96K 0.04% NEW $18.91 +7.5%
287 SCHY SCHWAB STRATEGIC TR 3,423.0 $96K 0.04% NEW $27.94 +17.0%
288 EZU ISHARES INC 1,544.0 $96K 0.04% NEW $61.94 +10.2%
289 EXPAND ENERGY CORPORATION 900.0 $96K 0.04% NEW $106.24
290 XLI SELECT SECTOR SPDR TR 610.0 $94K 0.04% NEW $154.23 +10.6%
291 UNITED SEC BANCSHARES CALIF 10,065.0 $94K 0.04% NEW $9.33
292 TCBK TRICO BANCSHARES Financial Services 2,102.0 $93K 0.04% NEW $44.41 +13.9%
293 SO SOUTHERN CO Utilities 969.0 $92K 0.04% NEW $94.77 -1.2%
294 EWG ISHARES INC 2,202.0 $92K 0.04% NEW $41.61 +3.5%
295 PLTR PALANTIR TECHNOLOGIES INC Technology 500.0 $91K 0.04% NEW $182.42 -24.8%
296 TTSH TILE SHOP HLDGS INC Consumer Cyclical 15,000.0 $91K 0.04% NEW $6.05 -56.2%
297 IEFA ISHARES TR 1,034.0 $90K 0.04% NEW $87.31 +11.4%
298 BIPC BROOKFIELD INFRASTRUCTURE CORP Utilities 2,157.0 $89K 0.04% NEW $41.12 +2.5%
299 COWZ PACER FDS TR 1,522.0 $87K 0.04% NEW $57.49 +10.2%
300 ITA ISHARES TR 412.0 $86K 0.04% NEW $209.26 +6.6%
Page 15 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%