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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 17 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 CALF PACER FDS TR 1,547.0 $68K 0.03% NEW $43.79 +9.3%
322 JCI JOHNSON CTLS INTL PLC Industrials 611.0 $67K 0.03% NEW $109.95 +23.2%
323 DD DUPONT DE NEMOURS INC Basic Materials 857.0 $67K 0.03% NEW $77.94 -39.5%
324 CMS CMS ENERGY CORP Utilities 910.0 $67K 0.03% NEW $73.26 +0.5%
325 ESGV VANGUARD WORLD FD 560.0 $66K 0.03% NEW $118.44 +10.6%
326 GM GENERAL MTRS CO Consumer Cyclical 1,086.0 $66K 0.03% NEW $60.97 +26.6%
327 TGT TARGET CORP Consumer Defensive 737.0 $66K 0.03% NEW $89.70 +36.4%
328 HLX HELIX ENERGY SOLUTIONS GRP INC Energy 10,000.0 $66K 0.03% NEW $6.56 +53.0%
329 RLJ LODGING TR 2,600.0 $66K 0.03% NEW $25.23
330 MPC MARATHON PETE CORP Energy 339.0 $65K 0.03% NEW $192.74 +28.9%
331 GPMT GRANITE PT MTG TR INC Real Estate 21,400.0 $64K 0.03% NEW $3.00 -54.0%
332 AEM AGNICO EAGLE MINES LTD Basic Materials 380.0 $64K 0.03% NEW $168.56 +5.5%
333 MRSH MARSH & MCLENNAN COS INC Financial Services 317.0 $64K 0.03% NEW $201.53 -18.1%
334 NVST ENVISTA HOLDINGS CORPORATION Healthcare 3,116.0 $63K 0.03% NEW $20.37 +16.0%
335 PRF INVESCO EXCHANGE TRADED FD T 1,375.0 $62K 0.03% NEW $45.21 +16.8%
336 HYG ISHARES TR 748.0 $61K 0.03% NEW $81.19 -1.6%
337 KR KROGER CO Consumer Defensive 900.0 $61K 0.03% NEW $67.41 -0.5%
338 C CITIGROUP INC Financial Services 597.0 $61K 0.03% NEW $101.50 +23.3%
339 ENTERGY CORP 650.0 $61K 0.03% NEW $93.19
340 CB CHUBB LIMITED Financial Services 213.0 $60K 0.03% NEW $282.25 +17.0%
Page 17 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%