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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 18 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 NEM NEWMONT CORP Basic Materials 712.0 $60K 0.03% NEW $84.31 +28.5%
342 HOOD ROBINHOOD MKTS INC Financial Services 419.0 $60K 0.03% NEW $143.18 -47.0%
343 UBER UBER TECHNOLOGIES INC Technology 605.0 $59K 0.03% NEW $97.97 -23.9%
344 VBK VANGUARD INDEX FDS 199.0 $59K 0.03% NEW $297.62 +15.4%
345 MFC MANULIFE FINL CORP Financial Services 1,894.0 $59K 0.03% NEW $31.15 +25.3%
346 VXUS VANGUARD STAR FDS 803.0 $59K 0.03% NEW $73.46 +15.1%
347 RMR RMR GROUP INC Real Estate 3,745.0 $59K 0.03% NEW $15.73 +26.0%
348 OVV OVINTIV INC Energy 1,450.0 $59K 0.03% NEW $40.38 +45.8%
349 SPYM SPDR SER TR 745.0 $58K 0.03% NEW $78.34 +11.6%
350 JEPI J P MORGAN EXCHANGE TRADED F 1,018.0 $58K 0.03% NEW $57.10 -1.8%
351 NEBIUS GROUP N.V. SHS 516.0 $58K 0.03% NEW $112.27
352 MU MICRON TECHNOLOGY INC Technology 345.0 $58K 0.03% NEW $167.32 +355.5%
353 NE NOBLE CORP PLC Energy 2,000.0 $57K 0.02% NEW $28.28 +85.1%
354 XLV SELECT SECTOR SPDR TR 402.0 $56K 0.02% NEW $139.17 +6.5%
355 ADBE ADOBE INC Technology 158.0 $56K 0.02% NEW $352.75 -30.8%
356 BUNGE GLOBAL SA COM 685.0 $56K 0.02% NEW $81.25
357 RY ROYAL BK CDA Financial Services 375.0 $55K 0.02% NEW $147.32 +27.1%
358 RALLIANT CORP 1,261.0 $55K 0.02% NEW $43.74
359 CSX CSX CORP Industrials 1,541.0 $55K 0.02% NEW $35.51 +29.3%
360 LHX L3HARRIS TECHNOLOGIES INC Industrials 178.0 $54K 0.02% NEW $305.41 +0.3%
Page 18 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%