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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 3 of 3  ·  47 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 IMTM ISHARES TR 10.0 $480.0 NEW $48.00 +9.9%
42 LCID LUCID GROUP INC Consumer Cyclical 35.0 $370.0 NEW $10.57 -44.8%
43 FENI FIDELITY COVINGTON TRUST 10.0 $366.0 NEW $36.60 +9.4%
44 VLUE ISHARES TR 2.0 $273.0 NEW $136.50 +35.5%
45 SPHQ INVESCO EXCHANGE TRADED FD T 2.0 $150.0 NEW $75.00 +11.6%
46 WORKHORSE GROUP INC 1.0 $5.0 NEW $5.00
47 GAMESTOP CORP NEW 1.0 $3.0 NEW $3.00
Page 3 of 3  ·  47 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%