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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 33 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 PI IMPINJ INC Technology 25.0 $5K 0.00% NEW $180.76 -24.1%
642 VGT VANGUARD WORLD FDS 6.0 $4K 0.00% NEW $746.67 -84.7%
643 ACN ACCENTURE PLC IRELAND SHS Technology 18.0 $4K 0.00% NEW $246.61 -27.9%
644 SCHF SCHWAB STRATEGIC TR 190.0 $4K 0.00% NEW $23.24 +17.7%
645 EFV ISHARES TR 65.0 $4K 0.00% NEW $67.83 +16.5%
646 PPL PPL CORP Utilities 117.0 $4K 0.00% NEW $37.16 -4.6%
647 SCI SERVICE CORP INTL Consumer Cyclical 51.0 $4K 0.00% NEW $83.22 -6.8%
648 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 7.0 $4K 0.00% NEW $596.00 +11.6%
649 WAL WESTERN ALLIANCE BANCORP Financial Services 48.0 $4K 0.00% NEW $86.73 -11.2%
650 TDY TELEDYNE TECHNOLOGIES INC Technology 7.0 $4K 0.00% NEW $586.00 +4.8%
651 ATI ATI INC Industrials 50.0 $4K 0.00% NEW $81.34 +97.2%
652 OR OR ROYALTIES INC. COM Basic Materials 100.0 $4K 0.00% NEW $40.08 -11.3%
653 TPCS TECHPRECISION CORP Industrials 750.0 $4K 0.00% NEW $5.33 -25.7%
654 EFG ISHARES TR 35.0 $4K 0.00% NEW $113.89 +6.6%
655 RKLB ROCKET LAB CORP Industrials 83.0 $4K 0.00% NEW $47.92 +180.2%
656 QQA INVESCO ACTIVELY MANAGED EXC 75.0 $4K 0.00% NEW $52.63 +7.4%
657 TTD THE TRADE DESK INC Technology 80.0 $4K 0.00% NEW $49.01 -57.1%
658 VOOG VANGUARD ADMIRAL FDS INC 9.0 $4K 0.00% NEW $435.44 -81.1%
659 ITW ILLINOIS TOOL WKS INC Industrials 15.0 $4K 0.00% NEW $260.73 -4.1%
660 SCHM SCHWAB STRATEGIC TR 131.0 $4K 0.00% NEW $29.66 +16.5%
Page 33 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%