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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 34 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 ASIX ADVANSIX INC Basic Materials 200.0 $4K 0.00% NEW $19.38 +12.6%
662 WCN WASTE CONNECTIONS INC Industrials 22.0 $4K 0.00% NEW $175.82 -10.7%
663 FANG DIAMONDBACK ENERGY INC Energy 27.0 $4K 0.00% NEW $143.11 +40.4%
664 PCRX PACIRA BIOSCIENCES INC Healthcare 149.0 $4K 0.00% NEW $25.77 -8.9%
665 ADSK AUTODESK INC Technology 12.0 $4K 0.00% NEW $317.67 -24.4%
666 SLQD ISHARES TR 75.0 $4K 0.00% NEW $50.83 -1.1%
667 XSOE WISDOMTREE TR 99.0 $4K 0.00% NEW $37.94 +23.8%
668 VONV VANGUARD SCOTTSDALE FDS 42.0 $4K 0.00% NEW $89.38 +15.2%
669 ETN EATON CORP PLC Industrials 10.0 $4K 0.00% NEW $374.30 +1.9%
670 DKNG DRAFTKINGS INC Consumer Cyclical 100.0 $4K 0.00% NEW $37.40 -32.1%
671 PWR QUANTA SVCS INC Industrials 9.0 $4K 0.00% NEW $414.44 +71.3%
672 ATAI ATAI LIFE SCIENCES NV Healthcare 700.0 $4K 0.00% NEW $5.29 -18.1%
673 HBAN HUNTINGTON BANCSHARES INC Financial Services 213.0 $4K 0.00% NEW $17.27 -8.2%
674 ROST ROSS STORES INC Consumer Cyclical 24.0 $4K 0.00% NEW $152.38 +39.6%
675 REET ISHARES TR 143.0 $4K 0.00% NEW $25.56 +7.4%
676 KIM KIMCO RLTY CORP Real Estate 166.0 $4K 0.00% NEW $21.85 +10.1%
677 HYMB SPDR SER TR 140.0 $3K 0.00% NEW $24.93 -0.0%
678 CNI CANADIAN NATL RY CO Industrials 37.0 $3K 0.00% NEW $94.30 +21.1%
679 XYL XYLEM INC Industrials 23.0 $3K 0.00% NEW $147.52 -26.6%
680 DTM DT MIDSTREAM INC Energy 30.0 $3K 0.00% NEW $113.07 +32.0%
Page 34 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%