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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 2 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 GOLD GOLD COM INC Financial Services 42,702.0 $1.5M 0.62% -1K -2.3% $34.05 +22.7%
22 JNJ JOHNSON & JOHNSON Healthcare 6,502.0 $1.3M 0.57% -54.0 -0.8% $206.96 +12.0%
23 UMH UMH PPTYS INC Real Estate 84,023.0 $1.3M 0.57% -4K -4.5% $15.91 -3.3%
24 VUG VANGUARD INDEX FDS 2,707.0 $1.3M 0.56% -31.0 -1.1% $487.94 -82.1%
25 ABBV ABBVIE INC Healthcare 5,363.0 $1.2M 0.52% -53.0 -1.0% $228.50 -6.1%
26 ARL AMERICAN RLTY INVS INC Real Estate 71,832.0 $1.2M 0.49% -2K -2.2% $16.06 -11.7%
27 MCD MCDONALDS CORP Consumer Cyclical 3,611.0 $1.1M 0.47% -62.0 -1.7% $305.63 -7.0%
28 VZ VERIZON COMMUNICATIONS INC Communication Services 24,476.0 $997K 0.42% -1K -4.1% $40.73 +17.4%
29 GILD GILEAD SCIENCES INC Healthcare 8,094.0 $993K 0.42% -214.0 -2.6% $122.74 +6.3%
30 T AT&T INC Communication Services 39,375.0 $978K 0.41% -749.0 -1.9% $24.84 +0.4%
31 INTG INTERGROUP CORP Consumer Cyclical 33,228.0 $943K 0.40% -6K -15.9% $28.39 +32.0%
32 BOND PIMCO ETF TR 10,058.0 $936K 0.40% -1K -10.7% $93.08 -1.9%
33 WMT WALMART INC Consumer Defensive 8,327.0 $928K 0.39% -548.0 -6.2% $111.41 +17.4%
34 TLT ISHARES TR 10,432.0 $909K 0.39% -386.0 -3.6% $87.16 -3.4%
35 VTV VANGUARD INDEX FDS 4,434.0 $847K 0.36% -86.0 -1.9% $191.01 +9.4%
36 CSWC CAPITAL SOUTHWEST CORP Financial Services 38,084.0 $844K 0.36% -3K -7.2% $22.15 +4.2%
37 DIS DISNEY WALT CO Communication Services 7,307.0 $831K 0.35% -401.0 -5.2% $113.77 -9.0%
38 BA BOEING CO Industrials 3,811.0 $827K 0.35% -108.0 -2.8% $217.12 +1.1%
39 DLR DIGITAL RLTY TR INC Real Estate 4,439.0 $687K 0.29% -95.0 -2.1% $154.71 +25.6%
40 WELL WELLTOWER INC Real Estate 3,627.0 $673K 0.28% -58.0 -1.6% $185.61 +17.8%
Page 2 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%