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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 3 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 WMB WILLIAMS COS INC Energy 10,701.0 $643K 0.27% -155.0 -1.4% $60.11 +29.6%
42 OLD MKT CAP CORP 122,052.0 $632K 0.27% -16K -11.6% $5.18
43 CSW INDUSTRIALS INC 2,078.0 $610K 0.26% -934.0 -31.0% $293.53
44 IMKTA INGLES MKTS INC Consumer Defensive 8,220.0 $563K 0.24% -265.0 -3.1% $68.55 +27.4%
45 XLF SELECT SECTOR SPDR TR 10,157.0 $556K 0.24% -60.0 -0.6% $54.77 -5.6%
46 NVDA NVIDIA CORPORATION Technology 2,979.0 $556K 0.24% -70.0 -2.3% $186.50 +17.7%
47 LDUR PIMCO ETF TR 5,695.0 $546K 0.23% -659.0 -10.4% $95.95 -0.5%
48 RTX RTX CORPORATION Industrials 2,943.0 $540K 0.23% -56.0 -1.9% $183.40 -4.7%
49 VDE VANGUARD WORLD FDS 4,176.0 $526K 0.22% -134.0 -3.1% $125.92 +32.8%
50 MMM 3M CO Industrials 3,281.0 $525K 0.22% -77.0 -2.3% $160.11 -5.3%
51 DIT AMCON DISTRG CO Consumer Defensive 5,004.0 $522K 0.22% -602.0 -10.7% $104.34 -24.0%
52 VOO VANGUARD INDEX FDS 826.0 $518K 0.22% -129.0 -13.5% $627.13 +8.9%
53 NEE NEXTERA ENERGY INC Utilities 6,033.0 $484K 0.20% -35.0 -0.6% $80.28 +11.7%
54 STT STATE STR CORP Financial Services 3,750.0 $484K 0.20% -300.0 -7.4% $129.01 +19.4%
55 SGOL ABRDN GOLD ETF TRUST Financial Services 11,561.0 $475K 0.20% -1K -10.9% $41.08 +5.3%
56 INTC INTEL CORP Technology 12,169.0 $449K 0.19% -530.0 -4.2% $36.90 +221.1%
57 GE GE AEROSPACE Industrials 1,456.0 $449K 0.19% -34.0 -2.3% $308.11 -2.1%
58 AAXJ ISHARES TR 4,800.0 $447K 0.19% -252.0 -5.0% $93.12 +22.7%
59 CLX CLOROX CO DEL Consumer Defensive 4,397.0 $443K 0.19% -30.0 -0.7% $100.83 -5.6%
60 WFC WELLS FARGO CO Financial Services 4,696.0 $438K 0.19% -224.0 -4.5% $93.20 -18.7%
Page 3 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%