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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 4 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 AVGO BROADCOM INC Technology 1,246.0 $431K 0.18% -210.0 -14.4% $346.12 +19.8%
62 VO VANGUARD INDEX FDS 1,355.0 $393K 0.17% -7.0 -0.5% $290.31 -73.3%
63 LRCX LAM RESEARCH CORP Technology 1,992.0 $341K 0.14% -63.0 -3.1% $171.18 +76.6%
64 KEY KEYCORP Financial Services 16,225.0 $335K 0.14% -1K -6.1% $20.64 +4.1%
65 CCI CROWN CASTLE INC Real Estate 3,708.0 $330K 0.14% -348.0 -8.6% $88.87 +3.6%
66 D DOMINION ENERGY INC Utilities 5,298.0 $310K 0.13% -395.0 -6.9% $58.59 +16.5%
67 KMB KIMBERLY-CLARK CORP Consumer Defensive 3,004.0 $303K 0.13% -181.0 -5.7% $100.89 -2.1%
68 KTOS KRATOS DEFENSE & SEC SOLUTIONS Industrials 3,950.0 $300K 0.13% -250.0 -6.0% $75.91 -28.0%
69 F FORD MTR CO Consumer Cyclical 20,236.0 $265K 0.11% -672.0 -3.2% $13.12 +4.2%
70 PNC PNC FINL SVCS GROUP INC Financial Services 1,249.0 $261K 0.11% -75.0 -5.7% $208.73 +3.9%
71 BGH BARINGS GLOBAL SHORT DURATION Financial Services 16,400.0 $246K 0.10% -914.0 -5.3% $15.01 -7.2%
72 O REALTY INCOME CORP Real Estate 4,239.0 $239K 0.10% -2K -26.8% $56.37 +10.4%
73 PSLV SPROTT PHYSICAL SILVER TR Financial Services 9,800.0 $232K 0.10% -1K -10.1% $23.65 +4.3%
74 DOW DOW INC Basic Materials 9,830.0 $230K 0.10% -933.0 -8.7% $23.38 +53.6%
75 CMI CUMMINS INC Industrials 432.0 $221K 0.09% -22.0 -4.8% $510.45 +25.1%
76 CEF SPROTT PHYSICAL GOLD & SILVE Financial Services 4,737.0 $217K 0.09% -363.0 -7.1% $45.80 +4.7%
77 BCE BCE INC Communication Services 8,729.0 $208K 0.09% -672.0 -7.2% $23.82 +2.4%
78 GD GENERAL DYNAMICS CORP Industrials 600.0 $202K 0.09% -18.0 -2.9% $336.66 +0.6%
79 IEF ISHARES TR 2,088.0 $201K 0.09% -513.0 -19.7% $96.16 -2.5%
80 AMAT APPLIED MATLS INC Technology 740.0 $190K 0.08% -10.0 -1.3% $256.99 +66.3%
Page 4 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%