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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 5 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 TXN TEXAS INSTRS INC Technology 1,051.0 $182K 0.08% -12.0 -1.1% $173.48 +75.7%
82 BLK BLACKROCK INC Financial Services 170.0 $182K 0.08% -5.0 -2.9% $1070.34 -0.6%
83 CVS CVS HEALTH CORP Healthcare 2,202.0 $175K 0.07% -310.0 -12.3% $79.36 +17.6%
84 SPY SPDR S&P 500 ETF TR Financial Services 251.0 $171K 0.07% -210.0 -45.5% $681.92 +8.9%
85 MS MORGAN STANLEY Financial Services 924.0 $164K 0.07% -31.0 -3.2% $177.53 +12.9%
86 NECB NORTHEAST CMNTY BANCORP INC Financial Services 7,000.0 $158K 0.07% -1K -12.5% $22.61 +6.8%
87 IWM ISHARES TR 624.0 $154K 0.07% -6.0 -0.9% $246.06 +14.8%
88 EBC EASTERN BANKSHARES INC Financial Services 8,232.0 $152K 0.06% -3K -24.5% $18.43 +7.7%
89 QSR RESTAURANT BRANDS INTL INC Consumer Cyclical 2,078.0 $142K 0.06% -19.0 -0.9% $68.23 +12.2%
90 FRPH FRP HLDGS INC Real Estate 5,932.0 $135K 0.06% -1K -16.8% $22.79 +0.5%
91 TFC TRUIST FINL CORP Financial Services 2,613.0 $129K 0.06% -64.0 -2.4% $49.21 -2.5%
92 EBF ENNIS INC Industrials 6,632.0 $119K 0.05% -668.0 -9.2% $18.01 +11.3%
93 FIRST FNDTN INC 18,309.0 $113K 0.05% -6K -23.6% $6.16
94 BIPC BROOKFIELD INFRASTRUCTURE CO Utilities 2,097.0 $95K 0.04% -60.0 -2.8% $45.40 -7.2%
95 OCFC OCEANFIRST FINL CORP Financial Services 5,209.0 $94K 0.04% -3K -32.5% $17.95 +4.7%
96 BCAL CALIFORNIA BANCORP Financial Services 4,990.0 $93K 0.04% -46.0 -0.9% $18.67 +1.8%
97 GM GENERAL MTRS CO Consumer Cyclical 1,034.0 $84K 0.04% -52.0 -4.8% $81.32 -5.1%
98 PLTR PALANTIR TECHNOLOGIES INC Technology 460.0 $82K 0.04% -40.0 -8.0% $177.75 -22.8%
99 NXDT NEXPOINT DIVERSIFIED REL ET TR Financial Services 19,416.0 $74K 0.03% -3K -12.9% $3.83 +30.8%
100 GLD SPDR GOLD TR Financial Services 185.0 $73K 0.03% -50.0 -21.3% $396.31 +5.2%
Page 5 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%