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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 6 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 JCI JOHNSON CTLS INTL PLC Industrials 606.0 $73K 0.03% -5.0 -0.8% $119.75 +13.1%
102 BMO BANK MONTREAL QUE Financial Services 536.0 $70K 0.03% -95.0 -15.1% $129.79 +23.1%
103 TGT TARGET CORP Consumer Defensive 679.0 $66K 0.03% -58.0 -7.9% $97.75 +25.1%
104 MDLZ MONDELEZ INTL INC Consumer Defensive 1,206.0 $65K 0.03% -50.0 -4.0% $53.83 +14.2%
105 SHO SUNSTONE HOTEL INVS INC Real Estate 7,140.0 $64K 0.03% -5K -41.2% $8.94 +18.0%
106 LLY ELI LILLY & CO Healthcare 59.0 $63K 0.03% -50.0 -45.9% $1074.68 -3.1%
107 PRF INVESCO EXCHANGE TRADED FD T 1,225.0 $57K 0.02% -150.0 -10.9% $46.92 +12.6%
108 VBK VANGUARD INDEX FDS 183.0 $55K 0.02% -16.0 -8.0% $302.11 +13.7%
109 RMR RMR GROUP INC Real Estate 3,339.0 $50K 0.02% -406.0 -10.8% $14.90 +33.0%
110 GPMT GRANITE PT MTG TR INC Real Estate 20,232.0 $49K 0.02% -1K -5.5% $2.40 -42.5%
111 BEN FRANKLIN RESOURCES INC Financial Services 1,900.0 $45K 0.02% -100.0 -5.0% $23.89 +29.2%
112 DVN DEVON ENERGY CORP Energy 1,170.0 $43K 0.02% -235.0 -16.7% $36.63 +28.6%
113 NEBIUS GROUP N.V. SHS 496.0 $42K 0.02% -20.0 -3.9% $83.71
114 TSLA TESLA INC Consumer Cyclical 83.0 $37K 0.02% -14.0 -14.4% $449.72 -7.2%
115 HURC HURCO CO Industrials 2,374.0 $37K 0.02% -5K -66.7% $15.45 +9.8%
116 TD TORONTO DOMINION BK ONT Financial Services 377.0 $36K 0.01% -25.0 -6.2% $94.20 +16.3%
117 SVM SILVERCORP METALS INC Basic Materials 4,000.0 $33K 0.01% -2K -27.3% $8.34 +50.6%
118 SOLV SOLVENTUM CORP COM Healthcare 403.0 $32K 0.01% -5.0 -1.2% $79.24 -3.9%
119 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 1,394.0 $27K 0.01% -184.0 -11.7% $19.71 -30.3%
120 PFF ISHARES TR 865.0 $27K 0.01% -154.0 -15.1% $30.96 +0.6%
Page 6 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%