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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 7 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 MAT MATTEL INC Consumer Cyclical 1,345.0 $27K 0.01% -200.0 -12.9% $19.84 -24.5%
122 DIGITALBRIDGE GROUP INC 1,696.0 $26K 0.01% -109.0 -6.0% $15.34
123 IYE ISHARES TR 535.0 $25K 0.01% -205.0 -27.7% $47.53 +31.9%
124 KD KYNDRYL HLDGS INC Technology 879.0 $23K 0.01% -6.0 -0.7% $26.56 -54.6%
125 GEHC GE HEALTHCARE TECHNOLOGIES INC Healthcare 258.0 $21K 0.01% -11.0 -4.1% $82.03 -21.6%
126 HOOD ROBINHOOD MKTS INC Financial Services 182.0 $21K 0.01% -237.0 -56.6% $113.10 -32.9%
127 UBER UBER TECHNOLOGIES INC Technology 165.0 $13K 0.01% -440.0 -72.7% $81.71 -8.7%
128 BE BLOOM ENERGY CORP Industrials 145.0 $13K 0.01% -55.0 -27.5% $86.89 +254.3%
129 WPM WHEATON PRECIOUS METALS CORP Basic Materials 100.0 $12K 0.01% -25.0 -20.0% $117.52 +8.2%
130 NVO NOVO-NORDISK A S Healthcare 222.0 $11K 0.01% -90.0 -28.9% $50.88 -12.8%
131 IWB ISHARES TR 28.0 $10K 0.00% -81.0 -74.3% $373.43 +8.4%
132 PYPL PAYPAL HLDGS INC Financial Services 159.0 $9K 0.00% -28.0 -15.0% $58.38 -24.0%
133 BEP BROOKFIELD RENEWABLE ENERGY Utilities 318.0 $9K 0.00% -319.0 -50.1% $26.97 +31.1%
134 IQDF FLEXHARES TR 271.0 $8K 0.00% -1K -83.6% $30.40 +13.9%
135 IJS ISHARES TR 68.0 $8K 0.00% -18.0 -20.9% $113.76 +12.8%
136 TROW PRICE T ROWE GROUP INC Financial Services 72.0 $7K 0.00% -8.0 -10.0% $102.38 -0.5%
137 AMBA AMBARELLA INC Technology 100.0 $7K 0.00% -25.0 -20.0% $70.84 +18.1%
138 PII POLARIS INC Consumer Cyclical 85.0 $5K 0.00% -10.0 -10.5% $63.25 -0.3%
139 BIIB BIOGEN INC Healthcare 30.0 $5K 0.00% -4.0 -11.8% $176.00 +7.7%
140 VONG VANGUARD SCOTTSDALE FDS 40.0 $5K 0.00% -20.0 -33.3% $121.75 +5.4%
Page 7 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%