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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 15 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 XLP SELECT SECTOR SPDR TR 1,278.0 $99K 0.04% +20.0 +1.6% $77.68 +9.0%
282 EZU ISHARES INC 1,544.0 $99K 0.04% $64.10 +6.5%
283 MU MICRON TECHNOLOGY INC Technology 345.0 $98K 0.04% $285.41 +167.0%
284 BIPC BROOKFIELD INFRASTRUCTURE CO Utilities 2,097.0 $95K 0.04% -60.0 -2.8% $45.40 -7.2%
285 CRM SALESFORCE INC Technology 359.0 $95K 0.04% +20.0 +5.9% $264.91 -33.4%
286 XLI SELECT SECTOR SPDR TR 610.0 $95K 0.04% $155.12 +9.9%
287 COWZ PACER FDS TR 1,572.0 $95K 0.04% +50.0 +3.3% $60.19 +5.3%
288 CVBF CVB FINL CORP Financial Services 5,068.0 $94K 0.04% $18.60 +9.2%
289 EWG ISHARES INC 2,202.0 $94K 0.04% $42.50 +1.3%
290 OCFC OCEANFIRST FINL CORP Financial Services 5,209.0 $94K 0.04% -3K -32.5% $17.95 +4.7%
291 IEFA ISHARES TR 1,042.0 $93K 0.04% +8.0 +0.8% $89.42 +8.8%
292 BCAL CALIFORNIA BANCORP Financial Services 4,990.0 $93K 0.04% -46.0 -0.9% $18.67 +1.8%
293 RVSB RIVERVIEW BANCORP INC Financial Services 18,500.0 $93K 0.04% $5.02 +9.4%
294 SDY SPDR SER TR 650.0 $90K 0.04% +130.0 +25.0% $139.16 +6.9%
295 ITA ISHARES TR 412.0 $88K 0.04% $214.69 +3.9%
296 NIC NICOLET BANKSHARES INC Financial Services 720.0 $87K 0.04% $121.30 +17.3%
297 SO SOUTHERN CO Utilities 994.0 $87K 0.04% +25.0 +2.6% $87.20 +7.4%
298 HTGC HERCULES CAPITAL INC Financial Services 4,586.0 $86K 0.04% +445.0 +10.8% $18.82 -17.8%
299 TKR TIMKEN CO Industrials 1,025.0 $86K 0.04% $84.13 +39.3%
300 GM GENERAL MTRS CO Consumer Cyclical 1,034.0 $84K 0.04% -52.0 -4.8% $81.32 -5.1%
Page 15 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%