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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 23 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 GSLC GOLDMAN SACHS ETF TR 199.0 $26K 0.01% $132.37 +6.4%
442 A AGILENT TECHNOLOGIES INC Healthcare 193.0 $26K 0.01% $136.07 -15.6%
443 PDT HANCOCK JOHN PREM DIVID FD Financial Services 2,058.0 $26K 0.01% $12.70 +1.6%
444 DIGITALBRIDGE GROUP INC 1,696.0 $26K 0.01% -109.0 -6.0% $15.34
445 IYE ISHARES TR 535.0 $25K 0.01% -205.0 -27.7% $47.53 +31.9%
446 JAAA JANUS DETROIT STR TR 501.0 $25K 0.01% $50.58 +0.2%
447 ABRDN ASIA PACIFIC INCOME FUND 1,650.0 $25K 0.01% $15.34
448 HEICO CORP 100.0 $25K 0.01% $252.43
449 SPTM SPDF SERIES TRUST 304.0 $25K 0.01% $82.50 +9.1%
450 VBR VANGUARD INDEX FDS 118.0 $25K 0.01% $211.79 +9.0%
451 TM TOYOTA MOTOR CORP Consumer Cyclical 116.0 $25K 0.01% $214.06 -11.3%
452 LYB LYONDELLBASELL INDUSTRIES N V Basic Materials 564.0 $24K 0.01% +343.0 +155.2% $43.30 +61.8%
453 TJX TJX COS INC Consumer Cyclical 158.0 $24K 0.01% $153.61 +3.6%
454 RNP COHEN & STEERS REIT & PFD & Financial Services 1,218.0 $24K 0.01% $19.86 +4.4%
455 EPI WISDOMTREE TR 520.0 $24K 0.01% +85.0 +19.5% $46.29 -9.1%
456 KD KYNDRYL HLDGS INC Technology 879.0 $23K 0.01% -6.0 -0.7% $26.56 -54.6%
457 ITOT ISHARES TR 157.0 $23K 0.01% $148.69 +9.1%
458 BIL SPDR SER TR 252.0 $23K 0.01% $91.38 +0.2%
459 ANNALY CAPITAL MANAGEMENT INC 1,000.0 $22K 0.01% +575.0 +135.3% $22.37
460 RWT REDWOOD TRUST INC Real Estate 4,044.0 $22K 0.01% +629.0 +18.4% $5.53 -4.3%
Page 23 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%