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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 24 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 575.0 $22K 0.01% +25.0 +4.5% $38.73 -11.3%
462 BND VANGUARD BD INDEX FDS 299.0 $22K 0.01% $74.07 -1.5%
463 IUSV ISHARES TR 214.0 $22K 0.01% $102.54 +6.7%
464 FCNCA FIRST CTZNS BANCSHARES INC DEL Financial Services 10.0 $21K 0.01% $2146.20 -7.3%
465 GEHC GE HEALTHCARE TECHNOLOGIES INC Healthcare 258.0 $21K 0.01% -11.0 -4.1% $82.03 -21.6%
466 BLOCK INC 325.0 $21K 0.01% NEW $65.09
467 BSV VANGUARD BD INDEX FDS 267.0 $21K 0.01% $78.81 -1.2%
468 HOOD ROBINHOOD MKTS INC Financial Services 182.0 $21K 0.01% -237.0 -56.6% $113.10 -32.9%
469 UG UNITED GUARDIAN INC Consumer Defensive 3,324.0 $20K 0.01% NEW $6.16 +14.3%
470 EWU ISHARES TR 465.0 $20K 0.01% $43.98 +7.6%
471 HALO HALOZYME THERAPEUTICS INC Healthcare 300.0 $20K 0.01% $67.30 +1.8%
472 ELAN ELANCO ANIMAL HEALTH INC Healthcare 892.0 $20K 0.01% $22.63 -5.8%
473 NFLX NETFLIX INC. Communication Services 215.0 $20K 0.01% +206.0 +2288.9% $93.76 -4.8%
474 PCVX VAXCYTE INC Healthcare 432.0 $20K 0.01% $46.14 +2.7%
475 AEE AMEREN CORP Utilities 193.0 $19K 0.01% $99.86 +10.0%
476 ACWV ISHARES INC 162.0 $19K 0.01% $118.75 +2.8%
477 NOW SERVICENOW INC Technology 125.0 $19K 0.01% +100.0 +400.0% $153.19 -34.9%
478 RA BROOKFIELD REAL ASSETS INCOM Financial Services 1,471.0 $19K 0.01% $12.96 -1.1%
479 NTAP NETAPP INC Technology 178.0 $19K 0.01% $107.09 +15.7%
480 FITB FIFTH THIRD BANCORP Financial Services 394.0 $18K 0.01% $46.81 +5.0%
Page 24 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%