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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 26 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 SGHT SIGHT SCIENCES INC Healthcare 2,000.0 $16K 0.01% $7.93 -38.7%
502 ATMU ATMUS FILTRATION TECHNOLOGIES Industrials 303.0 $16K 0.01% $51.91 -6.7%
503 HPQ HP INC Technology 700.0 $16K 0.01% $22.28 -1.7%
504 PPT PUTNAM PREMIER INCOME TR Financial Services 4,375.0 $15K 0.01% $3.54 -2.8%
505 IEMG ISHARES INC 230.0 $15K 0.01% +15.0 +7.0% $67.22 +19.9%
506 IJH ISHARES TR 231.0 $15K 0.01% +11.0 +5.0% $66.00 +10.5%
507 BANX ARROWMARK FINANCIAL CORP Financial Services 693.0 $15K 0.01% $21.82 -9.6%
508 HWM HOWMET AEROSPACE INC Industrials 74.0 $15K 0.01% +1.0 +1.4% $203.73 +27.6%
509 METV LISTED FD TR 790.0 $15K 0.01% $18.78 +0.6%
510 SPYD SPDR SER TR 343.0 $15K 0.01% $43.25 +9.2%
511 SUN SUNOCO LP/SUNOCO FIN CORP Energy 281.0 $15K 0.01% $52.41 +37.3%
512 CRWV COREWEAVE INC Technology 200.0 $14K 0.01% NEW $71.61 +50.2%
513 LYV LIVE NATION ENTERTAINMENT INC Communication Services 100.0 $14K 0.01% $142.50 +16.5%
514 CMCSA COMCAST CORP Communication Services 473.0 $14K 0.01% +156.0 +49.2% $29.89 -16.1%
515 FV FIRST TR EXCHANGE-TRADED FD 223.0 $14K 0.01% $63.04 +12.0%
516 IWP ISHARES TR 102.0 $14K 0.01% $136.94 +0.6%
517 AWK AMERICAN WTR WKS CO INC Utilities 106.0 $14K 0.01% $130.50 -5.1%
518 STZ CONSTELLATION BRANDS INC Consumer Defensive 100.0 $14K 0.01% $137.96 +9.6%
519 UBER UBER TECHNOLOGIES INC Technology 165.0 $13K 0.01% -440.0 -72.7% $81.71 -8.7%
520 COF CAPITAL ONE FINL CORP Financial Services 52.0 $13K 0.01% $242.37 -23.0%
Page 26 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%