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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 3 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 WLY WILEY JOHN & SONS INC Communication Services 33,810.0 $1.4M 0.58% NEW $40.47 +2.2%
42 VUG VANGUARD INDEX FDS 2,738.0 $1.3M 0.56% NEW $479.67 -81.8%
43 UMH UMH PPTYS INC Real Estate 88,023.0 $1.3M 0.56% NEW $14.85 +3.6%
44 ABBV ABBVIE INC Healthcare 5,416.0 $1.3M 0.54% NEW $231.54 -7.3%
45 HD HOME DEPOT INC Consumer Cyclical 3,064.0 $1.2M 0.53% NEW $405.18 -22.6%
46 ARL AMERICAN RLTY INVS INC Real Estate 73,420.0 $1.2M 0.53% NEW $16.73 -15.2%
47 JNJ JOHNSON & JOHNSON Healthcare 6,556.0 $1.2M 0.52% NEW $185.42 +25.0%
48 AXR AMREP CORP Real Estate 50,522.0 $1.2M 0.52% NEW $23.92 +8.4%
49 NAII NATURAL ALTERNATIVES INTL INC Consumer Defensive 418,949.0 $1.2M 0.51% NEW $2.86 -10.0%
50 ELSE ELECTRO-SENSORS INC Technology 250,052.0 $1.2M 0.51% NEW $4.78 +60.5%
51 HSY HERSHEY CO Consumer Defensive 6,104.0 $1.1M 0.49% NEW $187.05 +1.8%
52 T AT&T INC Communication Services 40,124.0 $1.1M 0.48% NEW $28.24 -11.7%
53 GOLD A-MARK PRECIOUS METALS INC Financial Services 43,702.0 $1.1M 0.48% NEW $25.87 +61.5%
54 ITIC INVESTORS TITLE CO NC Financial Services 4,215.0 $1.1M 0.48% NEW $267.83 -8.9%
55 VZ VERIZON Communication Services 25,519.0 $1.1M 0.48% NEW $43.95 +8.8%
56 MCD MCDONALDS CORP Consumer Cyclical 3,673.0 $1.1M 0.48% NEW $303.92 -6.5%
57 BAC BANK AMERICA CORP Financial Services 21,135.0 $1.1M 0.47% NEW $51.59 -0.2%
58 WM WASTE MGMT INC DEL Industrials 4,849.0 $1.1M 0.46% NEW $220.83 -0.6%
59 HON HONEYWELL INTL INC Industrials 5,041.0 $1.1M 0.45% NEW $210.50 +6.3%
60 BOND PIMCO ETF TR 11,267.0 $1.1M 0.45% NEW $93.35 -2.1%
Page 3 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%