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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 36 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 FLRT PACER FDS TR 60.0 $3K 0.00% $47.13 -0.9%
702 SOTHERLY HOTELS INC 1,315.0 $3K 0.00% $2.15
703 EXG EATON VANCE TAX-MANAGED GLOBAL Financial Services 296.0 $3K 0.00% $9.53 -1.5%
704 TAP MOLSON COORS BEVERAGE CO Consumer Defensive 60.0 $3K 0.00% $46.68 -8.4%
705 RDVY FIRST TR EXCHANGE-TRADED FD 40.0 $3K 0.00% $69.47 +7.7%
706 MICC MAGNUM ICE CREAM CO NV ORD Consumer Defensive 175.0 $3K 0.00% NEW $15.85 +2.6%
707 VOX VANGUARD WORLD FD 14.0 $3K 0.00% NEW $193.64 +1.2%
708 IQVIA HLDGS INC 12.0 $3K 0.00% $225.42
709 VRSK VERISK ANALYTICS INC Industrials 12.0 $3K 0.00% $223.67 -23.7%
710 WAFD WAFD INC Financial Services 83.0 $3K 0.00% $32.02 +10.7%
711 VGIT VANGUARD SCOTTSDALE FDS 44.0 $3K 0.00% $59.93 -2.0%
712 VHT VANGUARD WORLD FD 9.0 $3K 0.00% NEW $287.89 -3.9%
713 EMDV PROSHARES TR 55.0 $3K 0.00% $46.69 -0.1%
714 PLD PROLOGIS INC. Real Estate 20.0 $3K 0.00% $127.65 +13.3%
715 VFH VANGUARD WORLD FD 19.0 $3K 0.00% NEW $133.47 -4.8%
716 SCHH SCHWAB STRATEGIC TR 120.0 $3K 0.00% $20.91 +13.1%
717 VAW VANGUARD WORLD FD 12.0 $2K 0.00% NEW $207.58 +9.2%
718 ELV ELEVANCE HEALTH INC FORMERLY A Healthcare 7.0 $2K 0.00% $350.57 +11.2%
719 SCHA SCHWAB STRATEGIC TR 86.0 $2K 0.00% +1.0 +1.2% $28.44 +16.6%
720 SNY SANOFI SA Healthcare 50.0 $2K 0.00% $48.46 -7.8%
Page 36 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%