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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 4 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 VZ VERIZON COMMUNICATIONS INC Communication Services 24,476.0 $997K 0.42% -1K -4.1% $40.73 +17.4%
62 MRK MERCK & CO INC Healthcare 9,469.0 $997K 0.42% +211.0 +2.3% $105.26 +10.1%
63 GILD GILEAD SCIENCES INC Healthcare 8,094.0 $993K 0.42% -214.0 -2.6% $122.74 +6.3%
64 HON HONEYWELL INTL INC Industrials 5,049.0 $985K 0.42% $195.09 +14.7%
65 T AT&T INC Communication Services 39,375.0 $978K 0.41% -749.0 -1.9% $24.84 +0.4%
66 CANADIAN PACIFIC KANSAS CITY 13,250.0 $976K 0.41% $73.63
67 AXR AMREP CORP Real Estate 50,272.0 $945K 0.40% $18.80 +37.9%
68 INTG INTERGROUP CORP Consumer Cyclical 33,228.0 $943K 0.40% -6K -15.9% $28.39 +32.0%
69 BOND PIMCO ETF TR 10,058.0 $936K 0.40% -1K -10.7% $93.08 -1.9%
70 WMT WALMART INC Consumer Defensive 8,327.0 $928K 0.39% -548.0 -6.2% $111.41 +17.4%
71 BK BANK NEW YORK MELLON CORP Financial Services 7,943.0 $922K 0.39% $116.09 +19.7%
72 TLT ISHARES TR 10,432.0 $909K 0.39% -386.0 -3.6% $87.16 -3.4%
73 ENB ENBRIDGE INC Energy 18,321.0 $876K 0.37% $47.83 +20.8%
74 VTV VANGUARD INDEX FDS 4,434.0 $847K 0.36% -86.0 -1.9% $191.01 +9.4%
75 CSWC CAPITAL SOUTHWEST CORP Financial Services 38,084.0 $844K 0.36% -3K -7.2% $22.15 +4.2%
76 XLE SELECT SECTOR SPDR TR 18,812.0 $841K 0.36% +9K +96.7% $44.71 +32.3%
77 DIS DISNEY WALT CO Communication Services 7,307.0 $831K 0.35% -401.0 -5.2% $113.77 -9.0%
78 BA BOEING CO Industrials 3,811.0 $827K 0.35% -108.0 -2.8% $217.12 +1.1%
79 LMT LOCKHEED MARTIN CORP Industrials 1,599.0 $773K 0.33% $483.67 +8.1%
80 CET CENTRAL SECS CORP Financial Services 15,124.0 $767K 0.33% +1K +10.9% $50.71 +4.5%
Page 4 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%