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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 41 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 BOTZ GLOBAL X FDS 30.0 $1K $36.23 +9.4%
802 NXRT NEXPOINT RESIDENTIAL TR INC Real Estate 36.0 $1K $30.11 -2.0%
803 MITK MITEK SYS INC Technology 100.0 $1K $10.55 +45.6%
804 RDI READING INTL INC Communication Services 1,000.0 $1K $1.05 -1.9%
805 ANET ARISTA NETWORKS INC COM Technology 8.0 $1K $131.00 +13.4%
806 QUBT QUANTUM COMPUTING INC Technology 100.0 $1K $10.26 -6.8%
807 FSLY FASTLY INC Technology 100.0 $1K $10.18 +61.1%
808 MTUM ISHARES INC 4.0 $1K NEW $250.25 +20.7%
809 AUTL AUTOLUS THERAPEUTICS PLC Healthcare 500.0 $995.0 $1.99 -17.1%
810 MEOH METHANEX CORP Basic Materials 25.0 $993.0 $39.72 +50.1%
811 VAC MARRIOTT VACATIONS WORLDWIDE C Consumer Cyclical 17.0 $981.0 $57.71 +28.0%
812 ARE ALEXANDRIA REAL ESTATE EQ INC Real Estate 20.0 $979.0 $48.95 -2.2%
813 XPLR INFRASTRUCTURE LP 90.0 $900.0 +45.0 +100.0% $10.00
814 STAG STAG INDUSTRIAL INC Real Estate 24.0 $882.0 $36.75 +4.2%
815 AMT AMERICAN TOWER CORP Real Estate 5.0 $878.0 $175.60 +4.7%
816 SOUTH BOW CORP 31.0 $852.0 $27.48
817 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 3.0 $845.0 $281.67 -9.9%
818 GEO GEO GROUP INC Industrials 49.0 $790.0 $16.12 +43.3%
819 NGG NATIONAL GRID PLC Utilities 10.0 $774.0 $77.40 +11.7%
820 AAL AMERICAN AIRLS GROUP INC Industrials 50.0 $767.0 $15.34 -11.4%
Page 41 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%