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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 43 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 FENI FIDELITY COVINGTON TRUST 10.0 $366.0 NEW $36.60 +9.4%
842 GAMESTOP CORP 18.0 $361.0 $20.06
843 CREATIVE MEDIA & CMNTY TR 93.0 $345.0 -28.0 -23.1% $3.71
844 NVAX NOVAVAX INC Healthcare 50.0 $336.0 $6.72 +33.6%
845 VIAV VIAVI SOLUTIONS INC Technology 18.0 $321.0 $17.83 +169.7%
846 ONL ORION PROPERTIES INC Real Estate 140.0 $316.0 $2.26 +32.0%
847 CVV CVD EQUIP CORP Industrials 100.0 $309.0 $3.09 +98.7%
848 ABEV AMBEV SA Consumer Defensive 111.0 $274.0 $2.47 +32.5%
849 VLUE ISHARES TR 2.0 $273.0 NEW $136.50 +35.5%
850 MADISON SQUARE GARDEN ENTMT 5.0 $269.0 $53.80
851 PINS PINTEREST INC Communication Services 10.0 $259.0 $25.90 -27.4%
852 ADNT ADIENT PLC ORD Consumer Cyclical 11.0 $211.0 $19.18 +9.5%
853 SPHQ INVESCO EXCHANGE TRADED FD T 2.0 $150.0 NEW $75.00 +11.6%
854 IFN INDIA FD INC Financial Services 10.0 $137.0 $13.70 -16.7%
855 EVOLV TECHNOLOGIES HLDNGS IN 500.0 $135.0 $0.27
856 GAP GAP INC Consumer Cyclical 5.0 $128.0 $25.60 -9.5%
857 ZTEK ZENTEK LTD Healthcare 200.0 $128.0 $0.64 +14.5%
858 DXC DXC TECHNOLOGY CO Technology 6.0 $88.0 $14.67 -37.1%
859 UA UNDER ARMOUR INC Consumer Cyclical 15.0 $72.0 $4.80 +4.8%
860 SKILLZ INC 10.0 $43.0 $4.30
Page 43 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%