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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 7 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 AVGO BROADCOM INC Technology 1,456.0 $480K 0.20% NEW $329.90 +17.9%
122 SGOL ABRDN GOLD ETF TRUST Financial Services 12,971.0 $477K 0.20% NEW $36.81 +4.9%
123 ABT ABBOTT LABS Healthcare 3,523.0 $472K 0.20% NEW $133.94 -33.6%
124 KVUE KENVUE INC Consumer Defensive 28,974.0 $470K 0.20% NEW $16.23 +15.6%
125 STT STATE STR CORP Financial Services 4,050.0 $470K 0.20% NEW $116.01 +58.3%
126 AAXJ ISHARES TR 5,052.0 $461K 0.20% NEW $91.22 +24.9%
127 NEE NEXTERA ENERGY INC Utilities 6,068.0 $458K 0.20% NEW $75.49 +18.6%
128 GE GE AEROSPACE Industrials 1,490.0 $448K 0.19% NEW $300.89 +17.6%
129 J P MORGAN EXCHANGE TRADED F 8,785.0 $446K 0.19% NEW $50.73
130 SHY ISHARES TR 5,368.0 $445K 0.19% NEW $82.97 -1.2%
131 LOW LOWES COS INC Consumer Cyclical 1,699.0 $427K 0.18% NEW $251.31 -17.4%
132 INTC INTEL CORP Technology 12,699.0 $426K 0.18% NEW $33.55 +221.2%
133 HEDJ WISDOMTREE TR 8,286.0 $418K 0.18% NEW $50.40 +11.7%
134 IEI ISHARES TR 3,452.0 $413K 0.18% NEW $119.51 -2.3%
135 WFC WELLS FARGO CO Financial Services 4,920.0 $412K 0.18% NEW $83.82 +1.8%
136 XLK SELECT SECTOR SPDR TR 1,440.0 $406K 0.17% NEW $281.86 -34.9%
137 VO VANGUARD INDEX FDS 1,362.0 $400K 0.17% NEW $293.64 -72.5%
138 KMB KIMBERLY-CLARK CORP Consumer Defensive 3,185.0 $396K 0.17% NEW $124.35 -14.1%
139 CCI CROWN CASTLE INC Real Estate 4,056.0 $391K 0.17% NEW $96.48 -18.1%
140 MDT MEDTRONIC PLC Healthcare 4,047.0 $385K 0.17% NEW $95.24 -16.7%
Page 7 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.2%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%