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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 7 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SGOL ABRDN GOLD ETF TRUST Financial Services 11,561.0 $475K 0.20% -1K -10.9% $41.08 +5.3%
122 LGL LGL GROUP INC Technology 80,851.0 $465K 0.20% $5.75 +21.7%
123 J P MORGAN EXCHANGE TRADED F 9,077.0 $459K 0.20% +292.0 +3.3% $50.59
124 SHY ISHARES TR 5,519.0 $457K 0.19% +151.0 +2.8% $82.81 -0.8%
125 INTC INTEL CORP Technology 12,169.0 $449K 0.19% -530.0 -4.2% $36.90 +221.1%
126 GE GE AEROSPACE Industrials 1,456.0 $449K 0.19% -34.0 -2.3% $308.11 -2.1%
127 AAXJ ISHARES TR 4,800.0 $447K 0.19% -252.0 -5.0% $93.12 +22.7%
128 CLX CLOROX CO DEL Consumer Defensive 4,397.0 $443K 0.19% -30.0 -0.7% $100.83 -5.6%
129 ABT ABBOTT LABS Healthcare 3,523.0 $441K 0.19% $125.29 -29.9%
130 HEDJ WISDOMTREE TR 8,286.0 $440K 0.19% $53.06 +6.0%
131 WFC WELLS FARGO CO Financial Services 4,696.0 $438K 0.19% -224.0 -4.5% $93.20 -18.7%
132 AVGO BROADCOM INC Technology 1,246.0 $431K 0.18% -210.0 -14.4% $346.12 +19.8%
133 IEI ISHARES TR 3,583.0 $428K 0.18% +131.0 +3.8% $119.34 -1.8%
134 DG DOLLAR GEN CORP Consumer Defensive 3,187.0 $423K 0.18% $132.77 -20.9%
135 LOW LOWES COS INC Consumer Cyclical 1,699.0 $410K 0.17% $241.16 -9.9%
136 VO VANGUARD INDEX FDS 1,355.0 $393K 0.17% -7.0 -0.5% $290.31 -73.3%
137 XLK SELECT SECTOR SPDR TR 2,730.0 $393K 0.17% +1K +89.6% $143.97 +24.1%
138 MDT MEDTRONIC PLC Healthcare 4,079.0 $392K 0.17% +32.0 +0.8% $96.06 -18.6%
139 CALUMET INC 19,483.0 $387K 0.16% $19.87
140 ED CONSOLIDATED EDISON INC Utilities 3,831.0 $380K 0.16% +146.0 +4.0% $99.32 +8.1%
Page 7 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%