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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 3 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 ICLO INVESCO ACTIVELY MANAGED EXC 175,978.0 $4.5M 0.56% +3K +1.9% $25.51 +0.0%
42 TLH ISHARES TR 42,248.0 $4.3M 0.53% NEW $100.65 -2.3%
43 IJH ISHARES TR 61,144.0 $4.1M 0.52% NEW $67.53 +8.0%
44 GOOG ALPHABET INC Communication Services 14,292.0 $4.1M 0.51% +672.0 +4.9% $286.92 +33.7%
45 UNP UNION PAC CORP Industrials 16,671.0 $4.0M 0.51% +809.0 +5.1% $242.62 +9.6%
46 JPM JPMORGAN CHASE & CO Financial Services 13,645.0 $4.0M 0.50% +7K +118.0% $294.16 +3.0%
47 TFI SPDR SERIES TRUST 87,766.0 $4.0M 0.50% +5K +6.1% $45.34 -0.3%
48 PZA INVESCO EXCH TRADED FD TR II 171,946.0 $4.0M 0.50% +65K +60.7% $22.98 -0.2%
49 CME CME GROUP INC Financial Services 13,312.0 $3.9M 0.49% +1K +11.6% $295.34 -2.0%
50 J P MORGAN EXCHANGE TRADED F 71,426.0 $3.6M 0.45% +44K +157.7% $50.61
51 JMEE J P MORGAN EXCHANGE TRADED F 53,881.0 $3.6M 0.45% +2K +3.7% $66.77 +9.1%
52 NVS NOVARTIS AG Healthcare 22,962.0 $3.5M 0.44% NEW $152.75 -0.6%
53 NFLX NETFLIX INC. Communication Services 35,585.0 $3.4M 0.43% -5K -13.3% $96.15 -7.1%
54 MBB ISHARES TR 35,496.0 $3.4M 0.42% +340.0 +1.0% $94.87 -1.0%
55 USFR WISDOMTREE TR 65,973.0 $3.3M 0.42% NEW $50.34 +0.2%
56 VUG VANGUARD INDEX FDS 7,490.0 $3.3M 0.41% +370.0 +5.2% $436.81 -80.0%
57 BAI BLACKROCK ETF TRUST 98,328.0 $3.2M 0.41% $32.93 +44.3%
58 CGDV CAPITAL GROUP DIVIDEND VALUE 75,726.0 $3.2M 0.40% +500.0 +0.7% $42.54 +12.6%
59 FNV FRANCO NEV CORP Basic Materials 12,588.0 $3.1M 0.39% -3K -17.5% $247.04 -8.6%
60 LLY ELI LILLY & CO Healthcare 3,359.0 $3.1M 0.39% NEW $919.79 +13.2%
Page 3 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%