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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $677M AUM 378 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 61 New 176 Added 83 Reduced 127 Exited
Page 9 of 19  ·  378 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 VHT VANGUARD WORLD FD 2,791.0 $835K 0.12% +138.0 +5.2% $299.05 +9.6%
162 AEP AMERICAN ELEC PWR CO INC Utilities 6,066.0 $830K 0.12% -653.0 -9.7% $136.90 -11.7%
163 AWK AMERICAN WTR WKS CO INC NEW Utilities 6,306.0 $828K 0.12% +2K +46.0% $131.23 +3.2%
164 TKO TKO GROUP HOLDINGS INC Communication Services 3,848.0 $822K 0.12% +969.0 +33.7% $213.55 -9.6%
165 IBKR INTERACTIVE BROKERS GROUP IN Financial Services 8,736.0 $821K 0.12% +3K +66.7% $93.95 -0.1%
166 ADSK AUTODESK INC Technology 4,235.0 $821K 0.12% +316.0 +8.1% $193.78 +31.0%
167 GDV GABELLI DIVID & INCOME TR Financial Services 27,700.0 $814K 0.12% -500.0 -1.8% $29.40 +3.4%
168 KAT ADVISORS SER TR 14,497.0 $784K 0.12% $54.06 +8.9%
169 MA MASTERCARD INCORPORATED Financial Services 1,523.0 $777K 0.12% +168.0 +12.4% $510.23 +13.8%
170 VMBS VANGUARD SCOTTSDALE FDS 16,444.0 $770K 0.11% $46.83 -1.5%
171 BX BLACKSTONE INC Financial Services 6,536.0 $768K 0.11% +993.0 +17.9% $117.51 +22.0%
172 CVS CVS HEALTH CORP Healthcare 7,412.0 $759K 0.11% NEW $102.38 -9.1%
173 MMT ABERDEEN MULTI-MARKET INCOME Financial Services 172,379.0 $758K 0.11% +122K +241.3% $4.40 +0.9%
174 WFC WELLS FARGO & CO Financial Services 9,215.0 $749K 0.11% +781.0 +9.3% $81.23 +3.2%
175 BIV VANGUARD BD INDEX FDS 9,666.0 $742K 0.11% +679.0 +7.6% $76.72 -1.7%
176 GCOR GOLDMAN SACHS ETF TR 17,915.0 $737K 0.11% NEW $41.16 -1.6%
177 MCD MCDONALDS CORP Consumer Cyclical 2,729.0 $731K 0.11% +248.0 +10.0% $267.83 +1.2%
178 USA LIBERTY ALL STAR EQUITY FD Financial Services 125,801.0 $731K 0.11% +3K +2.6% $5.81 +3.1%
179 AXP AMERICAN EXPRESS CO Financial Services 2,070.0 $698K 0.10% +93.0 +4.7% $337.11 -0.3%
180 VGT VANGUARD WORLD FD 5,688.0 $680K 0.10% +5K +768.4% $119.52 -0.9%
Page 9 of 19  ·  378 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.1%
Financial Services 15.9%
Consumer Cyclical 10.4%
Communication Services 10.3%
Healthcare 9.5%
Industrials 7.0%
Consumer Defensive 5.5%
Utilities 2.5%
Energy 2.5%
Basic Materials 1.3%